Full-Time Compliance Manager jobs in New York, NY
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PERSONAL TAX COMPLIANCE MANAGER - PARTNER TAXATION - PTPA
Develop new skills outside of comfort zone.. Act to resolve issues which prevent the team working effectively.. Coach others, recognise their strengths, and encourage them to take ownership of their personal development.. Analyse...
| Company | Pix11 |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Job type | Permanent |
| Date Posted | yesterday See detail |
Personal Tax Compliance Manager - Partner Taxation - PTPA
Pix11
New York, NY
Develop new skills outside of comfort zone.. Act to resolve issues which prevent the team working effectively.. Coach others, recognise their strengths, and encourage them to take ownership of their personal development.. Analyse...
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Compliance Manager - Trading
Bp Energy
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
2 weeks ago seen See more...
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Trading Compliance Manager, Vice President, Hybrid
State Street
New York, NY
Not disclosed
Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...
4 weeks ago seen See more...
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Attorney Licensure Compliance Manager
Kirkland & Ellis
New York, NY
As a member of the Risk Management Compliance team, the Attorney Licensing Compliance Manager will be leading the Firms U.S. bar admissions compliance program, which includes all U.S. state licensure and federal admissions.. Cont...
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Compliance Technical Product Manager, Email Marketing Technology (EMT)
Amazon
New York, NY
Develop and implement compliance strategies and processes for the email martech stack in accordance with relevant regulations such as GDPR, CAN-SPAM Act, CASL, and other applicable laws.2. Serve as a subject matter expert on email...
2 weeks ago seen See more...
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Senior Compliance Manager
Metaprise
New York, NY
$100,000 - $120,000 a year
Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology companies Monitor developments in financial regulation and considers implications for compliance; off...
2 months ago seen See more...
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Associate Program Compliance Manager
Publicis Groupe
New York, NY
Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...
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Manager - KYC Compliance Advisor
Capital One
New York, NY
Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...
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Compliance Advisory Manager
Capital One
New York, NY
Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks. Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FCRA, ADA, SC...
a month ago seen See more...
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Volcker EAC Compliance and Operational Risk Manager
Bank Of America
New York, NY
$93,400 - $170,600 a year
5 years experience covering markets compliance for a major U.S. institutional broker-dealer or bank. working knowledge of the Volcker Rule a plus;. Strong knowledge of risk and control management frameworks and ability to analyze...
2 months ago seen See more...
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Risk, Compliance and Underwriting Manager - Merchant Services
Huntington Bank
New York, NY
$140,000 - $160,000 a year
Develop, define, communicate, and implement underwriting policies, strategies and vision in line with the businesses short and long-term strategic objectives with respect to loss ratios, underwriting service level agreements (SLAs...
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Compliance Officer Asset Management VP #230916
Credit Suisse Group
New York, NY
Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...
2 months ago seen See more...
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Compliance Officer Asset Management VP
Credit Suisse
New York, NY
Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...
2 months ago seen See more...
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Technical Audit Operations (TAPS): Privacy Program Manager - Compliance
Meta
New York, NY
Synthesize various requirements and priorities into a unified actionable roadmap for company-wide privacy testing and auditing milestones and drive the execution across multiple cross-functional teams. Create clear, concise busine...
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Manager of Call Center Quality and Compliance
Metroplushealth
New York, NY
Manage the day-to-day operations of the Quality Assurance and Compliance team. Ensure that quality audits are performed according to the Quality Assurance Scoring Guidelines. Provide monthly feedback to all direct reports through...
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Senior Consultant - Compliance Project Manager
Sia Partners
New York, NY
Project Manage and/or support on a range of client delivery, as part of an on-site or remote project team. Conduct effective meetings. Collaborate with internal and client project team members, and contribute to internal communi...
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Wealth Management Compliance Specialist
Ef Hutton
New York, NY
$80,000 - $110,000 a year
Monitoring and conducting surveillance focusing on compliance with regulatory requirements under Regulation Best Interest and associated internal controls. Assessing financial product and transaction suitability relating to a rang...
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Sr. Manager, Compliance (Remote - East Coast Hours)
Nestlé Health Science
Hoboken, NJ
$128,000 - $180,000 a year
Implement, oversee, and monitor operations of NHScs Healthcare Compliance Program:Advise the business on Sales and Marketing activities, customer and HCP contracts, pricing arrangements, Medical Affairs and Market Access projects...
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Risk Management - Privacy Compliance Risk - Vice President
Jpmorgan Chase & Co
Jersey City, NJ
$118,750 - $205,000 a year
Develop review, and maintain policies, standards, and guidance that establish minimum requirements for complying with key privacy laws, rules, regulations, and industry standards. Remain current with the evolving privacy and data...
2 months ago seen See more...
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