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Compliance Manager jobs in New York, NY

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COMPLIANCE MANAGER - TRADING

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

CompanyBp Energy
AddressNew York, NY
CategoryInformation Technology
Job typeFull-time, Part-time
Date Posted 3 days ago See detail

Compliance Manager - Trading

Bp Energy

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

3 days ago seen See more...

Project Manager, Developer Compliance Operations New

Pix11

New York, NY

Keep our Platform safe from malicious apps by ensuring due diligence of our team and our vendor teams in detecting and taking action on non-compliant apps. Support on-call shifts to manage tasks and tickets assigned to our team. C...

13 hours ago seen See more...

Financial Crimes Compliance - Manager - Consulting - Location Open

Ernst & Young Llp

New York, NY

Competitive

A bachelors degree and around 5 years of work experience with Financial Crimes issues from industry, consulting, or government; or a graduate degree and 4 years of related experience. A degree in political science, economics, fi...

6 days ago seen See more...

Facilities Compliance Manager

Columbia University

New York, NY

sick time

Job Type: Officer of Administration. Bargaining Unit:. Regular/Temporary: Regular. End Date if Temporary:. Hours Per Week:. Standard Work Schedule:. Building:. Salary Range: 80,795- 90,795. Works with Executive Director and Facili...

a week ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

a week ago seen See more...

Compliance Manager - Trading

Pix11

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

2 weeks ago seen See more...

Program Compliance Manager

Impact.com

New York, NY

$75,000 - $95,000 a year

Act as main compliance, client-facing point of contact for advertiser client and relevant agencies. Project manage and collaborate with international resources, ensuring client compliance SLAs are met. Decision quickly, escalating...

2 weeks ago seen See more...

Trading Compliance Manager, Vice President, Hybrid

State Street

New York, NY

Not disclosed

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

3 weeks ago seen See more...

Attorney Licensure Compliance Manager

Kirkland & Ellis

New York, NY

As a member of the Risk Management Compliance team, the Attorney Licensing Compliance Manager will be leading the Firms U.S. bar admissions compliance program, which includes all U.S. state licensure and federal admissions.. Cont...

3 weeks ago seen See more...

Compliance Technical Product Manager, Email Marketing Technology (EMT)

Amazon

New York, NY

Develop and implement compliance strategies and processes for the email martech stack in accordance with relevant regulations such as GDPR, CAN-SPAM Act, CASL, and other applicable laws.2. Serve as a subject matter expert on email...

4 days ago seen See more...

Compliance & Privacy Manager

Good Inside

New York, NY

Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...

4 days ago seen See more...

Senior Manager, HR Compliance - Americas Region

Mongodb

New York, NY

parental leave, paid time off, 401(k)

Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...

4 days ago seen See more...

Manager - KYC Compliance Advisor

Capital One

New York, NY

Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...

a week ago seen See more...

Attorney Development Manager: Life Sciences (Patent, Licensing, Regulatory & Compliance)

Goodwin

New York, NY

We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...

2 weeks ago seen See more...

LOGISTICS & COMPLIANCE MANAGER NORTH AMERICA (STICHD…

Puma

New York, NY

$74,500 - $105,960 a year

Bachelors Degree in Supply Chain or a related field required; or an equivalent combination of education and minimum experience of 5 years. High analytical ability and drive (analysis and visualization) to gather and interpret dat...

4 weeks ago seen See more...

Senior Compliance Manager

Metaprise

New York, NY

$100,000 - $120,000 a year

Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology companies Monitor developments in financial regulation and considers implications for compliance; off...

a month ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

a month ago seen See more...

Employee Compliance Manager

Fanduel

New York, NY

$105,000 - $130,000 a year

Assist in developing and executing Employee Compliance policies, procedures, training, tool evaluation, governance, implementation, and enhancements, along with presentations to senior management. Lead implementation of a comprehe...

2 months ago seen See more...

Compliance Manager

Douglas Elliman Real Estate

New York, NY

Submit leases in a timely manner Enter lease charge adjustments based on rent determination Outreach and assist residents with annual and interim recertification requests with various agencies Assist residents with any additional...

2 months ago seen See more...

Compliance Manager

Douglas Elliman Property Management

New York, NY

Requirements Ensure compliance with all regulatory requirements for a mix of sites that include both Section 8, LIHTC units, Public Housing Authoritys (PHA) regulatory and leasing requirements for a Section 8 Project Based Vouche...

2 months ago seen See more...

Compliance Manager On-site Queens

Douglas Elliman Property Management

New York, NY

Requirements Ensure compliance with all regulatory requirements for a mix of sites that include both Section 8, LIHTC units, Public Housing Authority?s (PHA) regulatory and leasing requirements for a Section 8 Project Based Vouche...

2 months ago seen See more...

HUD Compliance Manager (Residential Compliance)

L+M Development Partners

New York, NY

Directly supervise Compliance Specialists. Ensure appropriate leases are signed by residents. Submit leases online to PHA in a timely manner. Ensure lease charge adjustments are updated based on PHA rent determination. Complete an...

2 months ago seen See more...

Capital Markets Compliance Manager, VP

Strategic Resource Partners, Inc.

New York, NY

Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies. Work with the business supervisio...

2 months ago seen See more...

Manager, Vendor Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Work closely with CA&Cs Third Party Relationship Managers (TRMs), Global Supply Management (GSM), TLM Center of Excellence (TLM COE), Third party Information Security Team (TSM) and other subject matter risk experts to complete t...

3 weeks ago seen See more...

Compliance Advisory Manager

Capital One

New York, NY

Provide guidance and effective challenge to our Retail Bank business on consumer compliance risks. Maintain subject matter expertise of existing consumer banking laws and regulations, including Reg CC, Reg DD, Reg B, FCRA, ADA, SC...

4 weeks ago seen See more...

Volcker EAC Compliance and Operational Risk Manager

Bank Of America

New York, NY

$93,400 - $170,600 a year

5 years experience covering markets compliance for a major U.S. institutional broker-dealer or bank. working knowledge of the Volcker Rule a plus;. Strong knowledge of risk and control management frameworks and ability to analyze...

a month ago seen See more...

Risk, Compliance and Underwriting Manager - Merchant Services

Huntington Bank

New York, NY

$140,000 - $160,000 a year

Develop, define, communicate, and implement underwriting policies, strategies and vision in line with the businesses short and long-term strategic objectives with respect to loss ratios, underwriting service level agreements (SLAs...

a month ago seen See more...

Senior Manager-Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Drive implementation and business partner understanding of applicable policy and regulatory requirements as related to small business lending financial products, including fair lending requirements, UDAP consumer protection, credi...

a month ago seen See more...

Compliance Officer Asset Management VP #230916

Credit Suisse Group

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

a month ago seen See more...

Compliance Officer Asset Management VP

Credit Suisse

New York, NY

Providing independent advice, challenge and control to the business' compliance risk-taking. Assisting in the administration, maintenance and improvement of the compliance policies, procedures and processes of CIG, and connecting...

a month ago seen See more...

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What should I search to find Compliance Manager jobs in New York, NY?

People who searched for Compliance Manager jobs in New York, NY also searched for Office Manager, Program Manager, Store Manager, Assistant Manager, Technical Project Manager, Software Engineering Manager, Data Science Manager, Quality Control Manager, Brand Management Specialist, Relocation Project Manager, Associate Product Manager, National Account Manager, Operations Project Manager, Customer Support Manager, Security Operations Manager, . If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.

Top Jobs in New York, NY

Project Manager, Customer Service Representative, Product Manager, Operations Manager, Case Manager, Senior Business Analyst, Software Development Engineer, Engineering Manager, Software Engineer, Business Continuity Analyst, Business Analyst, Executive Assistant, Senior Software Engineer, Senior Analyst, Engineer,

What companies are hiring for Compliance Manager jobs in New York?

The top companies hiring now for Compliance Manager jobs are Douglas Elliman Real Estate, General Motors, GIC Private Limited, Great Performances, L & M DEVELOPMENT PARTNERS LLC, MDG Design and Construction, Meta, Order, Payoneer,

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