Compliance Risk Management jobs in New York, NY
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PROJECT MANAGER, DEVELOPER COMPLIANCE OPERATIONS
Keep our Platform safe from malicious apps by ensuring due diligence of our team and our vendor teams in detecting and taking action on non-compliant apps. Support on-call shifts to manage tasks and tickets assigned to our team. C...
| Company | Pix11 |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Job type | Permanent |
| Date Posted | just now See detail |
Project Manager, Developer Compliance Operations New
Pix11
New York, NY
Keep our Platform safe from malicious apps by ensuring due diligence of our team and our vendor teams in detecting and taking action on non-compliant apps. Support on-call shifts to manage tasks and tickets assigned to our team. C...
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Senior Auditor - Risk Management (Hybrid) New
Capital One
New York, NY
Audit major components of business units.. Assist in developing engagement planning documentation for assigned areas, including risk-based rationale for scoping decisions.. Design and execute internal control testing for operation...
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Audit Manager - Risk Management (Hybrid) New
Capital One
New York, NY
Lead audits, or own completion of significant components of complex audits.. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequat...
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Volcker EAC Compliance and Operational Risk Manager
Bank Of America
New York, NY
$93,400 - $170,600 a year
5 years experience covering markets compliance for a major U.S. institutional broker-dealer or bank. working knowledge of the Volcker Rule a plus;. Strong knowledge of risk and control management frameworks and ability to analyze...
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Compliance Manager - Trading
Bp Energy
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
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VP, Sr First Line Risk Manager-Commercial Finance (hybrid)
First Citizens Bank
New York, NY
$130000 - $150000 per year
Participating in and overseeing BU key risk management activities and executing applicable risk monitoring, reporting, and governance responsibilities. This includes tracking and reporting on key risk indicators and limits. Contin...
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Sr Dir-Risk Management
Moody's
New York, NY
Engineering & Technology. 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US. Establish an Enterprise Risk Management framework and effective internal controls environment. Collaborate with Moody's Corporati...
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Credit/Risk Manager
Pix11
New York, NY
Join a mission-driven and value-driven company that puts culture and personal growth front and center. Hybrid work model, including 2 days per week of working from home. Stock Options to all Full time employees. Health, Dental and...
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Actuary, Global Risk Management & Claims
Amazon
New York, NY
This role will partner with our risk managers to develop pricing models, determine rate adequacy, build underwriting and claims dashboards, estimate reserves, and provide other analytical support for financially prudent decision m...
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Risk, Compliance and Underwriting Manager - Merchant Services
Huntington Bank
New York, NY
$140,000 - $160,000 a year
Develop, define, communicate, and implement underwriting policies, strategies and vision in line with the businesses short and long-term strategic objectives with respect to loss ratios, underwriting service level agreements (SLAs...
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Senior Risk Manager- Civil Infrastructure
Pix11
New York, NY
Maintain visibility of threat/opportunity trigger points to facilitate risk cost profiling, timely drawdown of risk budget or retirement of threat/opportunity.. Use risk data to inform investment planning. . Monitor overall risk e...
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Financial Crimes Compliance - Manager - Consulting - Location Open
Ernst & Young Llp
New York, NY
Competitive
A bachelors degree and around 5 years of work experience with Financial Crimes issues from industry, consulting, or government; or a graduate degree and 4 years of related experience. A degree in political science, economics, fi...
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Dir-Risk Management
Moody's
New York, NY
Product Development. 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US. Lead and support MA's SOC1, SOC2, C5 audits and readiness assessments. This includes collaborating with product teams and gathering re...
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Facilities Compliance Manager
Columbia University
New York, NY
sick time
Job Type: Officer of Administration. Bargaining Unit:. Regular/Temporary: Regular. End Date if Temporary:. Hours Per Week:. Standard Work Schedule:. Building:. Salary Range: 80,795- 90,795. Works with Executive Director and Facili...
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Associate Program Compliance Manager
Publicis Groupe
New York, NY
Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...
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Compliance Technical Product Manager, Email Marketing Technology (EMT)
Amazon
New York, NY
Develop and implement compliance strategies and processes for the email martech stack in accordance with relevant regulations such as GDPR, CAN-SPAM Act, CASL, and other applicable laws.2. Serve as a subject matter expert on email...
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Compliance & Privacy Manager
Good Inside
New York, NY
Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...
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Senior Manager, HR Compliance - Americas Region
Mongodb
New York, NY
parental leave, paid time off, 401(k)
Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...
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Compliance Manager - Trading
Pix11
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
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Market Risk Management Oversight
Pix11
New York, NY
Understanding Market Risk Management practices, including limit monitoring and remediation procedures. Managing risk metrics for trading desks (credit, rates, FX). Proficiency in financial product knowledge (VAR, stress testing, s...
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Enterprise Risk Management, New Activity and Business Change Senior Manager
Social Finance
New York, NY
remote work
Develop the 2LOD New Activity and Business Change risk assessment policy, standards, templates and governance process;. Coordinate with the business to implement a risk assessment template, process and expectations;. Develop the 2...
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Global Markets Risk Manager (VP) - Mortgages and Securitized Products
Bank Of America
New York, NY
Review trading portfolios and associated risk metrics. Report and monitor positions against market risk metrics and limits.. Liaise closely with trading desks to understand market trends in relation to portfolio changes.. Identify...
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Technology Risk Advisor-Technology Risk-Audit-FSO-Manager-Multiple Positions-1485214
Ernst & Young Llp
New York, NY
Competitive
Continuous learning: Youll develop the mindset and skills to navigate whatever comes next.. Success as defined by you: Well provide the tools and flexibility, so you can make a meaningful impact, your way.. Transformative leader...
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Executive Director, Credit Risk-Hedge Funds & Asset Managers - Now Hiring
Santander Holdings Usa Inc
New York, NY
Perform in-depth credit analysis of new and existing hedge funds and Asset Managers/traditional funds (including: credentials, strategy, track record, leverage, investor base, liquidity, risk management, portfolio valuation, inter...
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Program Compliance Manager
Impact.com
New York, NY
$75,000 - $95,000 a year
Act as main compliance, client-facing point of contact for advertiser client and relevant agencies. Project manage and collaborate with international resources, ensuring client compliance SLAs are met. Decision quickly, escalating...
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Director, Market Risk Management
Blackrock
New York, NY
$205,000 - $260,000 a year
Function as the lead risk manager overseeing BlackRocks High Yield, Loans, CLO and Investment Grade Credit businesses. Manage business relationships with head of the Credit business and lead portfolio managers, both as an indepen...
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Manager - KYC Compliance Advisor
Capital One
New York, NY
Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...
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Attorney Development Manager: Life Sciences (Patent, Licensing, Regulatory & Compliance)
Goodwin
New York, NY
We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...
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Intern - Insurance Risk Management
Monster
New York, NY
Engage in processing initial, renewal, and revisions for certificates of insurance. Requesting renewal policies for review. Participating in CCIP and OCIP calls to assist with non-compliant vendors. Assist in collecting documentat...
3 weeks ago seen See more...
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Sr. Manager, Capital Markets & Risk - Capital Advisory
Capital One
New York, NY
Allocate capital across Commercial portfolios to help the business understand relative differences in capital need and returns. Design and guide the implementation of capital assignment in Commercial pricing models to inform decis...
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