Compliance Consultant jobs in Irvine, CA

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DIRECTOR, COMPLIANCE CONSULTING

Lead the day-to-day support of the compliance programs for a variety of SEC registered investment advisers. Provide technical expertise on complex regulatory issues, particularly those related to private equity and hedge fund mana...

CompanyKroll, Llc
AddressChicago, IL
CategorySales/marketing
Salary$175K - $221K a year
Job typeFull-time
Date Posted 3 days ago See detail

Director, Compliance Consulting

Kroll, Llc

Chicago, IL

$175K - $221K a year

Lead the day-to-day support of the compliance programs for a variety of SEC registered investment advisers. Provide technical expertise on complex regulatory issues, particularly those related to private equity and hedge fund mana...

AML Compliance Consultant

Northern Trust

Chicago, IL

Advise on Compliance-related laws, rules and standards, including keeping them informed of developments or changes that may affect their area. Participates in developing Compliance programs and acts as a contact point within the c...

Compliance Consultant

Comply

United States

Work with a specified group of RIA firms to provide ongoing compliance support.. Actively respond to emails and phone inquiries pertaining to client matters.. Customize Form ADV filings and review existing firm regulatory document...

Regional Compliance Consultant

Alera Group

Chicago, IL

Provide compliance related services to Alera Group clients, including in person presentations and consultations to all firms within assigned region or regions. Respond to queries from consultants, clients and plan members with res...

Senior Consultant, Application – Risk & Compliance

Northern Trust Corp.

Chicago, IL

$128K - $162K a year

Work with Compliance architect and Business analyst to own and build new End-to-End solution, lead tech team designing and developing solutions meeting objectives, including operational SLAs. Address and triage escalated issues, w...

Sr. Consultant, Compliance

Northern Trust

Chicago, IL

Unspecified

Reviews and interprets laws, regulations and internal policies/procedures for the purpose of developing appropriate testing plans. Verifies through execution of the Testing Program, that activities meet federal, state and/or local...

Sr Consultant- Risk & Compliance Program Manager

Northern Trust

Chicago, IL

Unspecified

Responsible for leading, advising, keeping up with industry best practices, and managing the program or project to a successful delivery, including establishing the overall direction, coordination, execution, implementation, and r...

Security Compliance Consultant (NIST/CMMC)

Sp6

Remote - United States

Leading cybersecurity readiness assessments including maturity assessments using the Cybersecurity Maturity Model Certification (CMMC) model.. Supporting the day-to-day activities of engagements for external clients, as a contr...

Senior Security Compliance Consultant

Sp6

Remote - United States

Leading cybersecurity readiness assessments including maturity assessments using the Cybersecurity Maturity Model Certification (CMMC) model.. Supporting the day-to-day activities of engagements for external clients, as a contr...

Senior Cybersecurity and Compliance Consultant

Bdo Usa

Chicago, IL

Participates in engagements for PCI, data security, compliance and governance frameworks, security vendor assessments and IT controls assessments. Conducts and assesses compliance and governance requirements based on standard prog...

Compliance Consultant Sr

Elevance Health

Minnesota, United States

At the most senior advanced level, report, communicate, research laws, regulations, requirements, regulatory audits and/or exams. Provide senior level analytical support to projects, initiatives, regulatory audits or exams, intern...

Senior Compliance Consultant - Private Fund

Comply

United States

Work with a specified group of RIA firms to provide ongoing compliance support.. Actively respond to emails and phone inquiries pertaining to client matters.. Customize Form ADV filings and review existing firm regulatory docume...

Financial Services Risk and Compliance Consulting Director

Ntt Data, Inc.

New York, United States

You will regularly collaborate with our industry experts in driving business solutions and outcomes to help our client achieve their digital, data and transformational goals. NTT DATA Services is an equal opportunity employer and...

Sr. Consultant Team Leader, Compliance

Northern Trust

Chicago, IL

Unspecified

Maintain and enhance governance documents related to the Ethics and Anti-Bribery and Corruption programs. Operational management of these areas including building, managing, recruiting, and documenting the program and processes fo...