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Compliance Audit Manager jobs in North Carolina

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SENIOR AUDIT MANAGER - WEALTH MANAGEMENT, CAPITAL MARKETS AND COMMERCIAL COMPLIANCE

Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...

CompanyU.s. Bank National Association
AddressCharlotte, NC
CategoryAccounting/Finance
Salary$145,180 - $187,880 a year
Job typeFull-time
Date Posted 2 months ago See detail

Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance

U.s. Bank National Association

Charlotte, NC

$145,180 - $187,880 a year

Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...

2 months ago seen See more...

Audit Project Manager - Regulatory Compliance

U.s. Bank National Association

Charlotte, NC

$116,280 - $150,480 a year

Bachelor's degree, or equivalent work experience. Typically more than eight years of applicable experience. Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assign...

2 months ago seen See more...

Senior Audit Manager - Anticipatory Risk

Bank Of America Merrill Lynch

Olin, NC

Challenge LOB to ensure that the remediation is comprehensive and sustainable. Leverage risk mindset and influence LOB leaders to drive proper remediation of regulatory gaps. As required, engage with regulators to walk through val...

2 weeks ago seen See more...

Senior Audit Manager

Citi Private Bank

Olin, NC

Manage a team of approximately 5 Internal Audit professionals, recruit staff, lead professional development, build effective teams and manage a budget. Deliver audit reports, Internal Audit and regulatory issue validation and busi...

2 weeks ago seen See more...

Audit Manager

Bank Of America Merrill Lynch

Olin, NC

Acts as Auditor-In-Charge by overseeing audit testing and ensuring it is executed in a timely manner and conforms with quality standards, audit policies, and procedures. Independently executes assigned audit activities to evaluate...

2 weeks ago seen See more...

Cyber Compliance Manager

Rsm

Tryon, NC

Serve as an engagement manager while leading/developing team members and managing personnel. Lead or support completion of assessments identify risks within an organizations cyber security governance compliance programs. Determine...

2 weeks ago seen See more...

Seeking an AUDIT MANAGER

Gpac Talent Network

Raleigh, NC

Job Type:Full-time. Benefits:Bonus, Health, Vacation, Sick Pay, Retirement Plan, Work/Life Balance. Location: onsite/hybrid. Auditing: 5 year (Preferred). CPA. Manage financial statement audits, reviews, compilations, and spec...

3 weeks ago seen See more...

Forensic Audit Manager

Honeywell

Olin, NC

Bachelor's degree in Accounting, Finance, or a related field; advanced degree preferred. Strong knowledge of fraud detection methodologies, forensic investigation techniques, and internal control frameworks. Experience in conducti...

3 weeks ago seen See more...

Compliance Manager

Thermo Fisher Scientific

Morrisville, NC

Bachelors degree or equivalent and relevant formal academic / vocational qualification 5+ years of quality assurance experience that provides the knowledge, skills, and abilities to perform the job or equivalent combination of ed...

3 weeks ago seen See more...

IT Audit Senior Risk Manager

Social Finance

Charlotte, NC

remote work

Conduct comprehensive IT audits within banking environments, ensuring adherence to industry standards and regulations. Document findings according to IIA (Institute of Internal Auditors) standards, providing actionable recommendat...

3 weeks ago seen See more...

Audit Supervisor – Compliance and Operational Risk

Bank Of America

Charlotte, NC

$100,000 - $124,600 a year

Experience with Compliance and Operational Risk Framework related risks and a solid business understanding of financial services industry. Perform Compliance and Operational Risk audits at the enterprise level as well as other div...

3 weeks ago seen See more...

Global Financial Crimes Compliance and Operational Risk Manager

Bank Of America

Charlotte, NC

$135K - $171K a year

Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...

3 weeks ago seen See more...

Operational Audit Manager

North Carolina State University

Raleigh, NC

The OAM ensures comprehensive root cause analysis on all issues and must clearly - in both a written and verbal manner - document, justify, and defend audit findings and management reports for unprecedented, complex, sensitive, an...

a month ago seen See more...

Environmental Compliance Manager

Cape Fear Public Utility Authority

Wilmington, NC

Develops plans and programming, formulates budgetary data, assigns job duties, conducts employee evaluations, prepares contractual obligations, develops educational curriculum, and reports parameters as they relate to the overall...

2 months ago seen See more...

Senior Audit Manager – Enterprise Risk Management and Climate Risk

U.s. Bank National Association

Charlotte, NC

$129,455 - $167,530 a year

Risk identification, including concentrations Risk appetite and measurement Aggregate risk profile across risk disciplines Emerging risk identification Policy management. End-user computing Economic scenarios Climate and Environme...

2 months ago seen See more...

Senior Audit Manager of Innovation and Analytics - DTOS

U.s. Bank National Association

Charlotte, NC

$144,160 - $186,560 a year

Healthcare (medical, dental, vision) Basic term and optional term life insurance Short-term and long-term disability Pregnancy disability and parental leave 401(k) and employer-funded retirement plan Paid vacation (from two to fiv...

2 months ago seen See more...

Senior Associate, State & Local Income Franchise/Asset Management Tax Compliance

Cbs17

Olin, NC

Provide excellent client service to multi-state companies with state and local tax issues, including compliance, advisory services, planning, technology, and controversies. Review information presented on state sales and use tax r...

a month ago seen See more...

Compliance Quality Assurance Manager

Indivior

Olin, NC

Bachelor of Science degree, minimum, in a relevant scientific field 10+ years of experience with 5+ years of progressive supervisory experience in pharmaceutical manufacturing Prior Quality System Management experience including...

a month ago seen See more...

Senior Manager, Internal Audit

Vf Corporation

Greensboro, NC

8+ years of professional experience required, auditing experience with a major accounting firm, or "Blue Chip" financial/audit/operational component in industry preferred. Minimum of a Bachelor's in one of the following fields of...

a month ago seen See more...

Manager, AP Process & Compliance

Biospace

Clayton, NC

Leading pay and annual performance bonus for all positions. All employees enjoy generous paid time off including 14 paid holidays. Health Insurance, Dental Insurance, Vision Insurance effective day one. Guaranteed 8% 401K contri...

a month ago seen See more...

Audit Supervisor or Audit Manager

Bank Of America Corporation

Olin, NC

large, cross-functional audits) to provide timely and complete assurance over the end-to-end Counterparty Credit Risk framework. Utilizes sound, seasoned analytical skills and possesses product, business, and technical expertise t...

a month ago seen See more...

Project Manager- Compliance Bank Secrecy Act

The Select Group

Raleigh, NC

8+ years experience as a Project Manager in the financial industry. Direct experience managing compliance standards with focus around BSA (Bank Secrecy Act). Bank integration/merger & acquisition experience. Managing the budget a...

2 months ago seen See more...

Data Analytics Audit Project Manager

U.s. Bank National Association

Charlotte, NC

$116,280 - $150,480 a year

Coaching data visualization tool users as needed (includes brainstorming visualization usage ideas, offering innovative solutions, and guiding users in completing their work products). Liaising regularly with the CAS audit teams t...

2 months ago seen See more...

What should I search to find Compliance Audit Manager jobs in North Carolina?

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What companies are hiring for Compliance Audit Manager jobs in North Carolina?

The top companies hiring now for Compliance Audit Manager jobs are Cone Health,

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