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Compliance Associate jobs in Hoboken, NJ

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SENIOR COMPLIANCE ASSOCIATE, POLICIES & PROCEDURES

Policy and Procedure Development: Develop, review, and enhance policies and procedures in accordance with the Investment Company Act and the Investment Advisers Act, ensuring alignment with regulatory requirements and industry bes...

CompanyLord Abbett.com
AddressJersey City, NJ
CategoryInformation Technology
Salary$160,000 - $190,000 a year
Date Posted a month ago See detail

Senior Compliance Associate, Policies & Procedures

Lord Abbett.com

Jersey City, NJ

$160,000 - $190,000 a year

Policy and Procedure Development: Develop, review, and enhance policies and procedures in accordance with the Investment Company Act and the Investment Advisers Act, ensuring alignment with regulatory requirements and industry bes...

a month ago seen See more...

Senior Compliance Associate, Investment Guidelines

Lord Abbett.com

Jersey City, NJ

$150,000 - $200,000 a year

Review and interpret Investment Guidelines: The Senior Compliance Associate will be responsible for reviewing and interpreting Investment Guidelines, restrictions, and regulations. This may include reviewing client investment mana...

a month ago seen See more...

Senior Compliance Associate, Risk Assessment and Testing

Lord Abbett.com

Jersey City, NJ

Assist in the enhancement and execution of Risk Assessment framework. Perform compliance testing of policies and procedures in accordance with Investment Company Act Rule 38a-1, Investment Advisers Act Rule 206(4)-7 and other regu...

2 months ago seen See more...

Data Protection Technology Risk and Compliance Associate Director

York State Department Of Labor

New York, NY

Drives the strategic definition and execution of activities within the Technology Risk and Compliance function, including but not limited to:. Leading the implementation, monitoring, and maintenance of information security policie...

a month ago seen See more...

Accounting Policy & Compliance Associate

Federal Reserve Bank Of New York

New York, NY

$110,000 - $130,000 a year

Lead or participate in the Bank-wide guidance, training, and review of cost accounting (CASPR), FAM Capital, and the Discretionary policy. Perform testing or review where necessary to ensure the Bank's compliance with the policies...

a month ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

3 weeks ago seen See more...

Compliance - Quantitative Research - Associate

Jpmorgan Chase & Co

Jersey City, NJ

$99,750 - $177,000 a year

Support production runs, explains, maintenance and improvements to existing inventory of models. Translate teams R&D activities into software products. Actively involved in code development lifecycle i.e. implementation, testing...

a month ago seen See more...

Data Analytics Associate, Financial Crimes Compliance

Sumitomo Mitsui Banking Corporation

Jersey City, NJ

$96,000 - $143,000 a year

Administer rules configuration, business parameters, and day-to-day operations of Actimize SAM application. Liaise with and support stakeholder teams to perform periodic model and rule tuning exercises. Assist in investigations an...

2 months ago seen See more...

Associate Bursar for Compliance

Cuny Central Office

New York, NY

Job Title: Associate Bursar for ComplianceThe University Bursar, in the Office of Treasury Management at The City University of New York (CUNY), is seeking an Associate Bursar for Compliance who will be responsible for university-...

4 weeks ago seen See more...

Associate General Counsel, Non-Profit Business Law & Compliance

Planned Parenthood Federation Of America

New York, NY

$160,000 - $175,000 a year

Provide continuing counsel and guidance on legal matters and on legal implications of all matters related to non-profit tax law compliance, advocacy and political work, fundraising, and corporate governance for U.S. and internatio...

a month ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

2 months ago seen See more...

Associate General Counsel - Labor, Litigation, and Compliance

The Juilliard School

New York, NY

$180,000 - $187,000 a year

A desire to join a mission driven higher education institution and in-house legal and Compliance operation. Broad knowledge of New York not-for-profit and education laws. Experience in government or non-profit institution or the e...

2 months ago seen See more...

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