Compliance Officer

We are seeking a diligent and experienced Compliance Officer to join United Settlement. Preferably a Lawyer. As a Compliance Officer, you will play a crucial role in ensuring that our organization adheres to all relevant laws, regulations, and internal policies. You will be responsible for monitoring and enforcing compliance within the organization, conducting regular audits, and implementing corrective actions as necessary.

We are a company committed to guiding individuals and small businesses who need it most. We have now surpassed our five-year mark and we are on the verge of expansion. We have moved offices to now be headquartered in Midtown West New York and are honored to have an amazing team on board.

Mission:

We are passionate about high performance and we practice what we preach – investing time in our success and executing a vision, which we see to accomplish in the upcoming years. We believe that everyone has untapped potential within them and it takes a disruptive approach to unleash it. We dream big and are only interested in people with similar dreams and visions to accomplish the same goal. We never accept less than 110%. We aren’t just a company; we’re a group vested in each other’s success.

Job Responsibilities:

• Regulatory Compliance: Stay abreast of relevant laws, regulations, and industry best practices to ensure the organization's activities comply with all applicable standards.
• Policy Development: Develop and update compliance policies and procedures
• Monitoring and Auditing: Conduct regular internal audits to assess compliance with established policies and procedures. Identify areas of non-compliance and implement corrective measures.
• Training and Education: Provide training on compliance matters, ensuring that we are aware of and understand relevant regulations.
• Reporting: Prepare and submit regular reports to management on the status of compliance within the organization. Highlight any areas of concern and propose solutions.
• Investigations: Conduct investigations into potential compliance breaches and coordinate with management to address and resolve issues.
• Documentation: Maintain accurate and up-to-date records of compliance activities, including audit findings, corrective actions, and training documentation.

Qualifications:

• Preferably a Lawyer with 5 years' experience who has a bachelor's degree in business, Finance, Law, or a related field.
• Certification in Compliance or related field (e.g., Certified Regulatory Compliance Manager - CRCM).
• Familiarity with settlement processes and industry-specific compliance requirements.
• Proven experience in a compliance role, preferably within the settlement or financial services industry.
• Strong understanding of relevant laws and regulations.
• Excellent analytical and problem-solving skills.
• Effective communication and interpersonal skills.
• Detail-oriented with a high level of accuracy.

Benefits and Compensation:

Salary: $120,000.00 - $150,000.00 per year based on experience

401(k)

Health Insurance

Dental Insurance

Vision Insurance

Paid Time Off

Work Location: In person

Manhattan, NY 10018: Relocate before starting work (Required)

Job Type: Full-time

Pay: $120,000.00 - $150,000.00 per year

Benefits:

• 401(k)
• Dental insurance
• Health insurance
• Paid time off
• Vision insurance

Schedule:

• 8 hour shift
• Monday to Friday

Ability to Relocate:

• Manhattan, NY 10018: Relocate before starting work (Required)

Work Location: In person