Compliance Officer jobs
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COMMERCIAL BROKER DEALER CHIEF COMPLIANCE OFFICER - SR. DIRECTOR
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
| Company | Capital One |
|---|---|
| Address | New York, NY |
| Category | Accounting/Finance |
| Date Posted | 10 hours ago See detail |
Commercial Broker Dealer Chief Compliance Officer - Sr. Director New
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
10 hours ago seen See more...
- View all Capital One jobs - jobs in New York, NY
General Counsel & Chief Compliance Officer (Hyb... New
An In-House Firm
Durham, NC
Juris Doctor/Doctorate. North Carolina bar license to practice law. Minimum of 7 years of experience as a healthcare regulatory, compliance, or transactions attorney. Knowledge of federal, state, and local laws, regulations, and g...
14 hours ago seen See more...
- View all An In House Firm jobs - jobs in Durham, NC
Monitorship Compliance Officer
Sap
Reston, VA
Develop, organize and execute assigned DPA workplan tasks.. Work with external counsel to establish standards and implementing procedures to ensure that the documented results of the assigned workplan tasks are delivered within ti...
3 days ago seen See more...
- View all Sap jobs - jobs in Reston, VA
Chief Compliance Officer - Miami, United States - Talentry
Talentry
United States
Description Chief Compliance Officer Onsite Work in Miami, FL 215-225k total comp. This CCO will also handle internal audits, prepare compliance reports for the executive team, and review documents, processes, and procedures for a...
4 days ago seen See more...
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Compliance Officer
Ultima Bank Minnesota
Grand Forks, ND
Join our team!
Duties include: Ongoing development, administration and monitoring of the Compliance Program that ensures the bank's compliance with laws, regulatory standards and rules governing banking. Responsible for the overall compliance...
5 days ago seen See more...
Compliance Officer
Ultima Bank Minnesota
Grand Forks, ND
DOE
We offer competitive wages and an excellent benefits package that includes: Health insurance, PTO, paid holidays, 401k plan and more!To apply, email resume to: rebecca@ultimabank.comis not your typical small town bank or employe...
5 days ago seen See more...
Compliance Officer
City National Bank Trust
Lawton, OK
Maintain a current understanding of all compliance responsibilities required by law, regulation or best practice. Develop, implement, and administer all aspects of the Banks Compliance Management Program relating to the Banks co...
6 days ago seen See more...
- View all City National Bank Trust jobs - jobs in Lawton, OK
Vice President, Chief Compliance Officer
Hilton Grand Vacations
Florida, United States
Serves as HGVs subject matter expert on compliance matters.. Ensures a comprehensive Compliance Management System and Enterprise Risk Management program are in place and operating effectively.. Acts as primary liaison to regulat...
6 days ago seen See more...
- View all Hilton Grand Vacations jobs - jobs in Florida State
In-House Counsel/Compliance Officer
Full House Resorts
Rising Sun, IN
Ensures compliance with all federal, state and local laws and regulations relating to the gaming operations of Rising Star Casino Resort. Compliance & Training, MBE/WBE, Title 31 or others as assigned) Conduct regulatory investig...
7 days ago seen See more...
- View all Full House Resorts jobs - jobs in Rising Sun, IN
Compliance Officer I
Carta
San Francisco, CA
Conduct multi-faceted KYC AML reviews and investigations assigned from multiple sources and teams, client outreach applicable to AML Onboarding. Perform Politically Exposed Person (PEP), Adverse Media, and Sanction List screening...
7 days ago seen See more...
- View all Carta jobs - jobs in San Francisco, CA
AML-KYC Compliance Officer
Pear Core Solutions, Inc.
New York, NY
AML/KYC Compliance:Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies.Review and evaluate potential adverse i...
7 days ago seen See more...
Compliance Officer I - PDSU
Mass
Quincy, MA
Conducts at least two annual on-site field audits and compliance reviews for compliance of all legal requirements, prohibitions and policies enforced by the Registry of Motors Vehicles pertaining to professional driving schools an...
a week ago seen See more...
- View all Mass jobs - jobs in Quincy, MA
Compliance Officer I - PDSU
Commonwealth Of Massachusetts
Quincy, MA
Conducts at least two annual on-site field audits and compliance reviews for compliance of all legal requirements, prohibitions and policies enforced by the Registry of Motors Vehicles pertaining to professional driving schools an...
a week ago seen See more...
Compliance Officer - Miami, United States - Talentry
Talentry
United States
Description Compliance OfficerOnsite Work in Miami, FL180-200k total comp.This Compliance expert will report to the CEO and will also handle internal audits, prepare compliance reports for the executive team, and review documents,...
a week ago seen See more...
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Vice President for Administration and Corporate Compliance Officer
Liberty Resources
Remote
$125,000 - $180,000 a year
Develop and implement a comprehensive quality strategy aligned with the organization's goals and objectives. This includes defining quality standards, policies, and procedures to ensure products or services meet or exceed customer...
2 weeks ago seen See more...
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Compliance/Office Admin
Westmed Llc
Carmel, IN
$18 - $20 an hour
Checking inventory regularly and ordering new supplies from vendors. Onboarding new employees and keeping employee files up to date. Leading compliance and insurance revalidation's. Maintaining companies policies and procedures. S...
2 weeks ago seen See more...
- View all Westmed Llc jobs - jobs in Carmel, IN
Courtesy Patrol / Compliance Officer
Sixty-01 Community
Redmond, WA
$21 - $26 an hour
Maintain a visible and approachable presence to enhance the sense of security within the community by patrolling the property. Respond to inquiries and assist residents with security-related questions. Permitting entry onto the pr...
2 weeks ago seen See more...
- View all Sixty 01 Community jobs - jobs in Redmond, WA
Chief Compliance Officer
Public
New York, NY
Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...
2 weeks ago seen See more...
- View all Public jobs - jobs in New York, NY
Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)
York State Department Of Labor
New York, NY
Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...
2 weeks ago seen See more...
Research Compliance Officer (part-time) - Georgetown University Medical Center
Georgetown University
Washington, United States
Bachelor's degree. At least 2 years of experience. Experience with medical records abstraction and adjudication. Medical training. Experience in conducting Fibroscan and PFT. Preference for a medical degree - such as MD, NP or PA....
3 weeks ago seen See more...
Compliance Officer (Security Guard)
Foxwoods El San Juan Casino
Carolina, PR
$10.50 an hour
Dental insurance. Employee assistance program. Health insurance. Life insurance. Paid time off. Vision insurance. 1 year. 8 hour shift. Day shift. Evening shift. Holidays. Night shift. Weekends as needed. Customer service: 1 year...
3 weeks ago seen See more...
HEALTH AND SAFETY COMPLIANCE OFFICER
City Of Santa Fe
Santa Fe, NM
$35.94 - $52.12 an hour
Code : 925-1Type : INTERNAL & EXTERNALLocation : EMERGENCY MANAGEMENTGroup : NON UNIONJob Class : HEALTH SAFETY COMPLIANCE OFFICPosting Start : 03/21/2024Posting End : 04/30/2024HOURLY RATE RANGE: $35.94-$52.12...
3 weeks ago seen See more...
- View all City Of Santa Fe jobs - jobs in Santa Fe, NM
Assistant General Counsel and Compliance Officer
Nyc Careers
New York, NY
$97,187 - $140,000 a year
Agency: NYC HOUSING AUTHORITY Job type: Full-time Title Classification: No exam required Experience level: Manager Category: Legal Affairs....
3 weeks ago seen See more...
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Licensing Manager(Compliance Officer)
Ittrail Blazers
Jamestown, CA
$61.7K - $78.2K a year
8 hour shift. Please provide a primary contact email address. Microsoft Powerpoint: 4 years (Required). Casino/Tribal Casino: 4 years (Required). Gaming: 2 years (Required). Tribal Gaming: 2 years (Required). Title 31 Compliance:...
3 weeks ago seen See more...
- View all Ittrail Blazers jobs - jobs in Jamestown, CA
AML-KYC Compliance Officer
Ef Hutton
New York, NY
$120,000 - $200,000 a year
AML/KYC Compliance:. Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies. Review and evaluate potential advers...
3 weeks ago seen See more...
- View all Ef Hutton jobs - jobs in New York, NY
Chief Compliance Officer/ Chief Marketing Officer for Healthcare in USA
Epny.ai
New York, NY
Up to $2,000 a month
Minimum of 8 years of experience in senior or top-level positions in medical insurance companies or national government health/medical departments, with a deep understanding of the industry landscape and regulatory environment. Mi...
3 weeks ago seen See more...
- View all Epny.ai jobs - jobs in New York, NY
General Counsel and Chief Compliance Officer
Messer Financial Group
Charlotte, NC
$156,000 - $234,000 a year
Review, draft and negotiate a variety of contracts, including Insurance Carriers, agents and strategic Partners. Investigate, handle and enforce all Compliance Matters dictated by our Insurance carrier partners and the Centers for...
3 weeks ago seen See more...
- View all Messer Financial Group jobs - jobs in Charlotte, NC
Compliance Officer
City National Bank & Trust
Lawton, OK
$49.7K - $62.9K a year
Maintain a current understanding of all compliance responsibilities required by law, regulation or best practice. Develop, implement, and administer all aspects of the Banks Compliance Management Program relating to the Banks co...
3 weeks ago seen See more...
Regulatory Compliance Officer
Hsbc
New York, NY
Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...
3 weeks ago seen See more...
- View all Hsbc jobs - jobs in New York, NY
Staff Pharmacist, 340B Compliance Officer
Citizens Health
Colby, KS
Current State of Kansas Pharmacist license. Previous pharmacy field practice experience of at least 2 years. Previous 340B program experience. Conduct external, mock 340B audits for covered entities. Provide audit analysis includi...
3 weeks ago seen See more...
- View all Citizens Health jobs - jobs in Colby, KS
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