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Form of workJob Description:
Execute quality assurance (QA) test program to ensure compliance with department policies and standards, for audit files, risk assessment process and audit closure verification processes. Reviews apply to all business units and functional areas (Institutional Securities, Wealth Management, Investment Management, Compliance, Risk Management, and Finance) globally
Lead meetings with audit teams, including senior staff members and discuss QA observations
Draft detailed QA reports to high standard
As a supervisor, review completed test programs and draft QA reports
Tracking and verifying corrective actions arising from QA Reviews
Present themes and observations at local team meetings
Skills required:
At least five to seven years of previous audit experience within the financial services industry or public accounting
Previous audit experience with a complex or medium size bank, broker dealer
Proficient understanding of the methodology supporting internal audit process including risk assessments, planning, inherent risk, testing procedures, reporting, and audit workpaper files
Ability to multi-task various projects and deadlines
Ability to work independently
Strong verbal and written communication skills
Additional client information:
