Senior Compliance Auditor

TITLE: Senior Compliance Auditor

LOCATION: Remote

TYPE: Direct Hire

SALARY: $110,000 - $117,000

SUMMARY:

The Senior Compliance Auditor will perform recurring and non-recurring compliance related projects, analytical testing, monitoring, validation of business controls for compliance with applicable laws and regulations, keeping management updated on progress and providing management reporting. This role will also work collaboratively with internal and external stakeholders to ensure compliance with policies and procedures.

DUTIES:

• Monitor the company’s alert line and assist in investigations.

• Check company databases for any matches with denied parties.

• Coordinate with the Compliance Officer and the organization to implement necessary blocks.

• Work with data privacy team to prepare client reports.

• Help develop and deliver compliance training.

• Develop audit testing plans and strategies with the manager.

• Assess policies, procedures, and internal controls to ensure effectiveness.

• Conduct tests to ensure compliance with laws and regulations like AML and Anti-Bribery.

• Collaborate with teams to ensure controls are working properly.

• Provide recommendations for improving controls based on test findings.

• Prepare reports for management on audit outcomes and compliance status.

• Keep reference materials up to date.

• Stay updated on relevant laws and regulations.

• Familiarity with audit procedures and techniques.

REQUIREMENTS:

• 5+ years of experience in operational, financial, and compliance audits.

• ISO 27001 Lead Auditor Certification a plus.

• Familiarity with FCPA, UK Bribery Act, Other Anti-Corruption Regulations, AML/ATF, Bank Secrecy Act (BSA), USA PATRIOT Act, and OFAC programs.

• Strong data analysis skills, preferably with data mining tools like Tableau or Idea.

• Excellent written and verbal communication skills.

• Detail-oriented with strong organizational skills. Ability to manage diverse and complex assignments independently.

• Experience with Microsoft Office suites. (Excel and SharePoint)

• Fluency in English required Multilingual a plus.

• International travel may be required (Ability to travel up to 20%)

• Office / Work-from-home hybrid environment.

EDUCATION:

• Bachelor’s degree in Finance, Accounting, or Engineering

• Certified Internal Auditor or Certified Fraud Examiner is highly preferred (or willing to obtain one in the near future).