Transfer Agency Trade Processing Team
Business- AML/KYC
Role Title- Associate/ Senior Associate/ AVP
Location Pune/ Bangalore
The Transfer Agency Department provides Fund Administration service to numerous
Fund management companies covering the full range of shareholder servicing
functions including Transaction processing, Reporting, AML and Registration and
Payments. The department is responsible for Client and investor document
management, processing and quality checking of transactions and updating the
registers of clients in response to investor instructions.
This role is to perform BAU activities in the TA department in order to ensure that
not only Client Service Level Agreements are consistently met and/or exceeded but
also to ensure that regulatory requirements are effectively met. Candidates should
be flexible enough to work in 24*7 environment
Key duties and responsibilities
Individual/You should be able to review AML/KYC documents for all entity types. i.e
Corporates, foundation/ Charities, institutional Investors, designated bodies etc.
Individual/You should be well versed with any or all AML guidance for Cayman,
Delaware, Australia, Ireland, Bermuda etc.
Individual/You should have working knowledge of any or all of screening tools viz.
WorldCheck, Pythagoras, Lexus-Nexus etc.
Individual/You should be well versed with Microsoft applications. Expert excel and
presentation skills is an added advantage.
Individual/You should have working knowledge of FATCA/CRS reporting. He/She
should be able to review US tax forms i.e W9, W8-BEN, W8-IMY, Witholding
statements etc.
Individual/You should have good written and verbal communication skills.
Individual/You should be able to keep records in good order and perform regular
remediation activities as per the risk rating of investors.
Individual/You should be able to work separately and also collectively in a group as
the situation demands.
Individual/You should be able to create the required reports in time, without any
reminders.
Positive attitude and team spirit is a must.