Securities Operations Specialist(Mandarin required,Preferred: Series 24,27)
Trade Settlement: Ensure all securities transactions are settled in a timely and accurate manner according to market standards and regulations.
Reconciliation: Perform daily reconciliation of transactions and holdings between our internal systems and external counterparties or clients.
Client Support: Provide outstanding service to clients by resolving inquiries and issues related to account balances, transaction details, and other operational aspects.
Compliance and Risk Management: Monitor transactions for compliance with legal and regulatory requirements. Identify and escalate any potential risk issues.
Process Improvement: Continually assess and recommend improvements to workflows and processes to increase efficiency and reduce risks.
Reporting: Generate and analyze reports on trades, positions, and discrepancies for internal and external use.
Collaboration: Work closely with other departments, such as compliance, risk management, and technology, to support business objectives and projects.
证券运营专员(要求普通话,要求:系列24,27)
交易结算:确保所有证券交易按照市场标准和规则及时、准确地结算。
对账:对内部系统与外部交易对手或客户之间的交易和持股进行日常对账。
客户支持:通过解决与账户余额、交易细节和其他操作方面相关的查询和问题,为客户提供出色的服务。
遵从性和风险管理:监控交易是否符合法律和法规要求。识别和升级任何潜在的风险问题。
过程改进:持续评估并建议对工作流程和过程进行改进,以提高效率并降低风险。
报告:生成并分析交易、头寸和差异报告,供内部和外部使用。
协作:与其他部门紧密合作,例如法规遵循、风险管理和技术部门,以支持业务目标和项目。
职位类型:全职, 兼职, 临时工, 实习生, 合同工, 佣金制, 招聘机构, 志愿者, 应届生, 外包, 终身制, 学徒, 其他
薪资: 每年$60,000.00起
预计小时数:至少每周 20
教育背景:
- Bachelor's (首选)
工作语言:
- mandarin (必填)
Work Location: 现场办公