Address
Form of work
SalaryTitle: Compliance Analyst/Specialist
Remote
Duration- 8 Months contract
Qualifications:
- Bachelor’s degree preferred
- · Working knowledge of Company and Regulatory rules and requirements (i.e. FINRA, SEC, and State Securities and Insurance rules and regulations)
- · Strong analytical and risk analysis skills
- · Excellent interpersonal and relationship building skills including the ability to effectively interact with Home Office personnel and Firm Management.
- · Strong written and oral communication skills.
- · Strong understanding of field and Home Office operations.
- · Excellent time management skills.
- · Knowledge of insurance, annuity, and mutual fund products and features.
Job Types: Full-time, Contract
Salary: $55.00 - $60.00 per hour
Schedule:
- 8 hour shift
- Day shift
- Monday to Friday
Experience:
- Compliance Analyst: 4 years (Required)
- FINRA, SEC, and State Securities: 3 years (Required)
- Bank/Financial services: 1 year (Preferred)
- Insurance/Mutual Fund: 3 years (Required)
Work Location: Remote
