Registered Client Associate

Strategic Wealth Management is a boutique firm providing multigenerational private wealth management and planning services. These include providing affluent and ultra-high-net worth clients with assistance in planning for college expenses, retirement, the tax-efficient transfer of wealth, income generation, risk avoidance and building wealth.

We are seeking Registered Client Associate to support our growing organization! The Registered Client Associate will interact with and service the needs of our clients with the aim of making that experience feel exceptional. The position will also deliver both administrative and operational support to the financial advisory team.

Compensation for this position will be commensurate with experience and includes bonus potential.

Responsibilities:

• Assisting Financial Advisors “FAs” with the collection, creation and distribution of investment information.
• Scheduling meetings, creating reminders, gathering and inputting data.
• Onboarding new clients, including the collection of required documentation and client information and regularly communicating with those clients throughout the process.
• Ensuring that key client information and documentation are up-to-date.
• Answering incoming calls.
• Responding to client and/or administrative issues and demands via phone or written correspondence as appropriate, researching answers as needed.
• Engaging in industry training and education programs to maintain current status on policies and procedures.
• Other duties as assigned.

Required Skills:

• Excellent communication with the team via conference/Zoom calls, instant messenger, phone, email etc.
• Positive attitude, willingness to engage in various business projects and initiatives.
• Assist and train team members as needed.
• Contribute to business vision and positive/unique team culture.
• You have a sharp eye for opportunity and a quick mind that sees ways to uniquely solve problems all the while improving systems for the betterment of the team and client.

Qualifications:

• Bachelor’s degree
• Must hold Series 7 & Series 66 licensing
• Strong organizational skills are a must; an ability to manage a variety of tasks and prioritize individual workload responsibilities.
• An ability to adhere to strict confidentiality requirements as well as utilize good judgment in the preparation, handling, and distribution of confidential information.
• An ability to convey messages clearly, concisely, and pleasantly to others in person, by phone or via written correspondence. This includes grammatical proficiency.
• Strong interpersonal skills.
• Excellent computer skills and knowledge of Microsoft Office products; proficiency with
• Microsoft Excel knowledge is a plus.
• A desire to positively impact the lives of the practice’s clientele and the practice itself.

Strategic Wealth Management provides equal employment opportunities to all employees and applicants for employment and prohibits discrimination and harassment of any type without regard to race, color, religion, age, sex, national origin, disability status, genetics, protected veteran status, sexual orientation, gender identity or expression, or any other characteristic protected by federal, state, or local laws.

Job Type: Full-time

Pay: $90,000.00 per year

Work setting:

• In-person

Ability to Relocate:

• Lynchburg, VA 24502: Relocate before starting work (Required)

Work Location: In person