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Vice President Of Compliance jobs

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VICE PRESIDENT FOR ADMINISTRATION AND CORPORATE COMPLIANCE OFFICER

Develop and implement a comprehensive quality strategy aligned with the organization's goals and objectives. This includes defining quality standards, policies, and procedures to ensure products or services meet or exceed customer...

CompanyLiberty Resources
AddressRemote
CategorySales/marketing
Salary$125,000 - $180,000 a year
Job typeFull-time
Date Posted 4 weeks ago See detail

Vice President for Administration and Corporate Compliance Officer

Liberty Resources

Remote

$125,000 - $180,000 a year

Develop and implement a comprehensive quality strategy aligned with the organization's goals and objectives. This includes defining quality standards, policies, and procedures to ensure products or services meet or exceed customer...

4 weeks ago seen See more...

Vice President of Business & Finance/CFO

Cbs17

Olin, NC

Ensuring proper fiscal and budgetary planning and management of all operations and services of the college. Preparing and/or supervising the preparation and submission of reports required by local, state, and federal law pertainin...

4 days ago seen See more...

Vice President of Accounting and Finance

Woodie's Wash Shack

Lorida, FL

This position is set up to provide functional support for a broad range of Accounting and Finance services to carwash retail stores, corporate and development activities. Intercompany Accounting and bank transfers Bi-weekly pa...

4 days ago seen See more...

Accounting Manager/With a Career Track to Vice President of Finance

Bachman's Inc.

Minneapolis, MN

Accounting Manager / With a Career Track to Vice Presidentof Finance Monday-Friday 8am-5pm, Schedule may vary with business needs throughout year Bachman's is committed to creating a caring environment while inspiring a passion f...

4 days ago seen See more...

Business/Operational Audit, Assistant Vice President

State Street

Boston, MA

Not disclosed

Plan and/ or execute audits according to a risk-based methodology in line with Division and Industry Standards. Supervise and direct the execution of risk and control assessments, along with effective and efficient testing of key...

4 days ago seen See more...

Alpha Middle Office Client Service, Assistant Vice President

State Street

Sylvania, PA

Not disclosed

North America lead of Alpha MO Client Service team covering multiple complex clients across all facets of the MO relationship. Lead by example in creating a culture of openness, high-performance, and change. Accountable to the Alp...

4 days ago seen See more...

Middle Office, Vice President

State Street

Quincy, MA

Not disclosed

Subject matter expertise in at least one functional area: trade management / settlements, corporate actions, accounting, reconciliation, performance, dynamic and static reference data. Manage the specific functions within your par...

4 days ago seen See more...

Vice President of Finance

Ipg Photonics

Marlborough, MA

Our employees are critical to IPG's success and are instrumental in driving operational execution, strong financial performance, advancing innovation, and maintaining our leading position in the laser market. Effective communicati...

4 days ago seen See more...

U.S. Private Bank - Private Banker - Vice President - Financial Sponsors Group

Pix11

New York, NY

Manage and maintain relationships with clients by earning trust, thoroughly understanding client needs, providing targeted advice, developing thoughtful solutions and delivering an exceptional client experience. Generate business...

4 days ago seen See more...

Vice President of Anesthesia Operations ASD

Hca Healthcare

Brentwood, TN

Comprehensive medical coverage that covers many common services at no cost or for a low copay. Plans include prescription drug and behavioral health coverage as well as free telemedicine services and free AirMed medical transporta...

4 days ago seen See more...

Vice President of Anesthesia Operations ASD

Texas Back Institute - Dallas

Dallas, TX

Comprehensive medical coverage that covers many common services at no cost or for a low copay. Plans include prescription drug and behavioral health coverage as well as free telemedicine services and free AirMed medical transporta...

4 days ago seen See more...

MSIM Investment Management Agreements Specialist - Vice President

Eaton Vance

New York, NY

The following qualities will be expected: Professional maturity, confidence, presence and initiative Good judgment and practical outlook; commercially-minded Solid drafting and negotiation skills Strong organizational skills...

4 days ago seen See more...

Fixed Income Portfolio Management Vice President

Eaton Vance

New York, NY

- Bachelors degree or higher and excellent academic credentials.- 3-7 years related buy/sell side Fixed Income experience with demonstrated success in area of focus.- Fixed IncomePortfolio Management experience is preferred.- Po...

4 days ago seen See more...

Real Estate Research, Senior Associate / Vice President

Eaton Vance

New York, NY

One of the most active property investors in the world for over three decades, MSREI employs a patient, disciplined approach through global value-add / opportunistic and regional core Real Estate investment strategies. With 17 off...

4 days ago seen See more...

Trading Compliance Manager, Vice President, Hybrid

State Street

New York, NY

Not disclosed

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

a month ago seen See more...

Financial Services Vice President of Sales

Koin

Gresham, OR

Be the voice of Fisher Investments to prospective clients . Review prospects' personal financial situation and provide solutions . Educate prospective clients on the competitive landscape . Partake in ongoing training in advanced...

4 days ago seen See more...

Vice President of Sales (Financial Services)

Koin

North Plains, OR

Be the voice of Fisher Investments to prospective clients . Review prospects' personal financial situation and provide solutions . Educate prospective clients on the competitive landscape . Partake in ongoing training in advanced...

4 days ago seen See more...

Vice President - Sales

Caldera Medical

United States

Achieving or exceeding quota. Support sales strategy development (quota, resource planning, comp plans, territory sizing). Sales team development. Forecasting, sales resource utilization, develop GPO/IDN strategies & execution pla...

4 days ago seen See more...

Vice President Human Resources

Riverside Community Hospital

Riverside, CA

Comprehensive medical coverage that covers many common services at no cost or for a low copay. Plans include prescription drug and behavioral health coverage as well as free telemedicine services and free AirMed medical transporta...

5 days ago seen See more...

Vice President, O&O Planning - Calvin Klein

Pix11

New York, NY

Set, lead and communicate the strategic assortment planning vision of channel-based strategies that support CK Owned & Operated growth. Reduce complexity, act decisively, and model agility in leadership style. Align with SVP of Pl...

5 days ago seen See more...

Vice President, O&O Planning - Calvin Klein

Pix11

New York, NY

Set, lead and communicate the strategic assortment planning vision of channel-based strategies that support CK Owned & Operated growth. Reduce complexity, act decisively, and model agility in leadership style. Align with SVP of Pl...

5 days ago seen See more...

Vice President, O&O Planning - Calvin Klein

Pix11

New York, NY

Set, lead and communicate the strategic assortment planning vision of channel-based strategies that support CK Owned & Operated growth. Reduce complexity, act decisively, and model agility in leadership style. Align with SVP of Pl...

5 days ago seen See more...

Investment Management (IM) Finance, Vice President

Morgan Stanley

New York, NY

Required Visa Status:CitizenGCUS CitizenStudent VisaH1BCPTOPTH4 Spouse of H1BGC Green CardEmployment Type:Full TimePart TimePermanentIndependent - 1099Contract W2C2H IndependentC2H W2Contract Corp 2 CorpContract to Hire Corp...

5 days ago seen See more...

Assistant Vice President Anesthesia Operations

Hca Healthcare

Tampa, FL

Comprehensive medical coverage that covers many common services at no cost or for a low copay. Plans include prescription drug and behavioral health coverage as well as free telemedicine services and free AirMed medical transporta...

5 days ago seen See more...

Vice President Swap Dealer Compliance

Hsbc

New York, NY

Interact with and advise business and functional areas across multiple regions on Futures Commission Merchant, Swap Dealer and Security-Based Swap Dealer requirements, including in the areas of trade reporting, business conduct, r...

a month ago seen See more...

Compliance Manager, Vice President, Hybrid

State Street Corporation

Boston, MA

Serve as primary point of contact for GCF Compliance advisory matters. Participate in and provide compliance input for New Business Product Reviews, Global Transition Risk Assessments and other corporate or GCF initiatives as requ...

a month ago seen See more...

Senior Vice President, Director of Member Experience & Compliance

Assemblies Of God Credit Union

Springfield, MO

PPO or EPO Health Insurance Plan. Life Insurance in the amount of 2x your base annual wage (paid by AGCU). Supplemental Life Insurance. Short & Long Term Disability Insurance (paid by AGCU). Dental Insurance (dual option plan). Vi...

a month ago seen See more...

Assistant Vice President for Research Compliance, Chief Research Compliance Officer (CRCO)

Rowan University

Glassboro, NJ

Lead the Office of Research Compliance to enact changes to existing policy and procedures or create new policy and procedures based on changes to federal and state laws and regulations related to regulatory Research Compliance. Ov...

a month ago seen See more...

Risk Management - Privacy Compliance Risk - Vice President

Jpmorgan Chase & Co

Jersey City, NJ

$118,750 - $205,000 a year

Develop review, and maintain policies, standards, and guidance that establish minimum requirements for complying with key privacy laws, rules, regulations, and industry standards. Remain current with the evolving privacy and data...

2 months ago seen See more...

Compliance Data Analytics Vice President

Sumitomo Mitsui Banking Corporation

Jersey City, NJ

$127,000 - $189,000 a year

Collect, aggregate, analyze, and visualize customer, product, and transaction data to identify trends to evaluate changes of customer, product, and transactional risk exposure. Develop MIS reports for submission to senior Branch m...

2 months ago seen See more...

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