Senior Compliance Auditor jobs in Charlotte, NC
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SENIOR AUDIT MANAGER - WEALTH MANAGEMENT, CAPITAL MARKETS AND COMMERCIAL COMPLIANCE
Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...
| Company | U.s. Bank National Association |
|---|---|
| Address | Charlotte, NC |
| Category | Accounting/Finance |
| Salary | $145,180 - $187,880 a year |
| Job type | Full-time |
| Date Posted | a month ago See detail |
Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance
U.s. Bank National Association
Charlotte, NC
$145,180 - $187,880 a year
Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...
a month ago seen See more...
Risk and Compliance Internal Controls Auditor
U.s. Bank National Association
Charlotte, NC
$79,135 - $102,410 a year
Responsible for the execution of BLQA testing activities within Payment Services CRO, first line organization. Participates in the overall Quality Assurance Program strategy, which addresses operational and Compliance risks, as we...
a month ago seen See more...
Financial Services Risk and Compliance Consulting Senior Manager
Hashmap
Charlotte, NC
$180,000 - $225,000 a year
Manage large scale projects with complex business or technical issues Contribute as a technical expert or advisor for one or more solution Participate on (and may lead) projects where analysis of programs, systems, or data require...
2 months ago seen See more...
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Senior Reporting and Compliance Specialist
Unc Charlotte
Charlotte, NC
$62,100 - $67,200 a year
Masters degree and 1-2 years of experience; or a. Bachelors degree and 2-4 years of experience; or. An equivalent combination of education/experience. Bachelors degree in Accounting or Business Administration and 2-4 years of e...
2 months ago seen See more...
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