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SENIOR COMPLIANCE ASSOCIATE, POLICIES & PROCEDURES

Policy and Procedure Development: Develop, review, and enhance policies and procedures in accordance with the Investment Company Act and the Investment Advisers Act, ensuring alignment with regulatory requirements and industry bes...

CompanyLord Abbett.com
AddressJersey City, NJ
CategoryInformation Technology
Salary$160,000 - $190,000 a year
Date Posted 4 weeks ago See detail

Senior Compliance Associate, Policies & Procedures

Lord Abbett.com

Jersey City, NJ

$160,000 - $190,000 a year

Policy and Procedure Development: Develop, review, and enhance policies and procedures in accordance with the Investment Company Act and the Investment Advisers Act, ensuring alignment with regulatory requirements and industry bes...

Senior Compliance Associate, Investment Guidelines

Lord Abbett.com

Jersey City, NJ

$150,000 - $200,000 a year

Review and interpret Investment Guidelines: The Senior Compliance Associate will be responsible for reviewing and interpreting Investment Guidelines, restrictions, and regulations. This may include reviewing client investment mana...

Senior Associate, National Audio New

Pmx

Chicago, IL

Negotiate terrestrial, online streaming, podcasting, and satellite radio campaigns. Manage communication with vendors for any client requests. Create tactical recommendation presentations. Oversee and manage billing discrepancies....

Senior Associate/Analyst, Wealth Solutions Operations New

Macquarie Group

New York, NY

This role will also have integration responsibilities as the operating model for Wealth Solutions evolves post the Central Park Group acquisition.You will be part of a team responsible for managing and providing oversight for the...

Senior Compliance Associate, Risk Assessment and Testing

Lord Abbett.com

Jersey City, NJ

Assist in the enhancement and execution of Risk Assessment framework. Perform compliance testing of policies and procedures in accordance with Investment Company Act Rule 38a-1, Investment Advisers Act Rule 206(4)-7 and other regu...

Associate or Senior Editor, Scientific Reports (Biomedical or Clinical Sciences) New

York State Department Of Labor

New York, NY

Assist in the daily management of the journal workflow, acting as handling editor on manuscripts, providing rapid, constructive peer-review and publication decisions . Contribute to content development by working with the Editoria...

Senior Retail Sales Associate (Full-Time) New

Autozone

Lakeport, CA

Provides WOW! Customer Service. Ensures assigned store tasks are completed in a timely manner on assigned shift. Operates cash registers and follows established cash handling procedures. Follows company policies and loss preventio...

Senior Associate Employee Experience New

Willis Towers Watson

New York, NY

Focus on employee insights (listening/surveys, assessments) while also connecting solutions across our EX portfolio, including strategy and change management, behavior change, and communications.. Use data, research, and insights...

Senior Associate Quality Complaints - Lab New

Biospace

Thousand Oaks, CA

Applies analytical skills to evaluate product complaint return samples using multiple sources of information. Manages work in accordance with Good Laboratory Practices (GLPs). Interprets SOP requirements. Identifies product qualit...

Senior Associate- Tax Technology New

Pix11

New York, NY

Responsible for a group of clients using KPMG Securities Analyzer (SA), KPMG's proprietary book-to-tax adjustment system, automating wash sales and other tax adjustments; including reviewing monthly reconciliations, working with e...

Customer Care Senior Associate New

Ntt Data, Inc.

Plano, TX

2 years Social Media Analyst/Social Marketing experience. 2 years experience with Microsoft Office Suite. 1 year experience in consumer relations. 2 years experience in a business role that required multi-level stakeholders com...

Senior Compliance Officer New

Lamar University

Beaumont, TX

Able to lift 25 lbs and be able to perform a variety of physical tasks including lifting, bending, stooping, squatting, stair climbing and walking between buildings. Bachelors degree required Minimum three years work experience,...

Senior Associate – Placement Specialist New

Willis Towers Watson

Arizona, United States

Materially contributes to clients benefits strategies by leading the entire carrier/vendor bid, procurement, and negotiation process for medium/medium-large sized clients; partners with senior colleagues on more complex clients....

Communications Senior Associate New

Inter-American Development Bank

Washington, United States

Plan, support, and supervise the generation of knowledge products (written and audiovisual), ensuring the products' quality (content and graphic image) before being distributed or communicated massively. In coordination with the d...

Budget Analysis, Senior Associate New

The Mil Corporation

Washington, DC

* Responsibilities * * Serves as an expert in all phases and methods of budgeting for the programs administered by the Department or one of its principal component organizations (i.e., a Bureau or its equivalent). * Plans, organiz...

Senior Associate, HRIS and Payroll

York State Department Of Labor

New York, NY

This position also provides support of the Human Resources Information System and relative interfaces that includes but is not limited to researching and resolving matters while monitoring data to ensure compliance, quality, and a...

Senior Associate Director, MS Career Management

York State Department Of Labor

New York, NY

Job Type: Officer of Administration. Regular/Temporary: Regular. Hours Per Week: 35. Salary Range: $86,000 - $98,000. Independently manage career education and advising resources for the MS student population. Partner with Career...

Communications Senior Associate

Inter-American Development Bank

United States

In this position, you will collaborate with a diverse team to manage knowledge and support communications for IDB personnel, partners, and clients across Latin America. You will work closely with the Global Environment Facility (G...

Senior Associate - Content Designer (Consumer Card & Bank) - Now Hiring

Capital One

Richmond, VA

Collaborating with technology, product and business teams to uncover customer and business needs, then translating them into intuitive and engaging digital experiences. Helping to distill complex ideas into understandable concepts...

Senior Compliance Testing Associate

Capital One

Plano, TX

Under the leadership of a team leader, executing targeted transaction testing for consumer compliance requirements Managing testing schedules to ensure all tasks and reporting are completed within established timeframes Analyzing...

Senior Associate Facilities

Biospace

Olin, NC

System Owner responsibilities for facility and utility infrastructure systems including Building Shell & Core, Domestic Water, Sewer, etc. Support day-to-day logistics and overall coordination within the department and with projec...

Senior Associate, Professional Programs

Biospace

Basking Ridge, NJ

Program Operations: Lead the coordination of speaker bureau nomination process with Brand Team and co- promote partners. Manage contracting process with Speaker Bureau vendor and co-promote partners. Develop and lead Field trainin...

Alpha Portfolio Services, Senior Associate

State Street

Quincy, MA

Not disclosed

Oversee the day to day responsibilities of the team by developing a strong risk management and controlled environment. Eliminate risk incidents and inadvertent data disclosures. Take a lead role in any internal or external audits....

Senior Research Associate Analyst, Media Tech New

Pix11

New York, NY

A bachelor's degree in finance, accounting, economics, or communications. 2+ years work experience in media, advertising or ad tech in a research, financial or operational role. Exceptional financial analysis and modeling skills,...

MAA PT Senior Sales Associate Store 4404 - Now Hiring New

Music And Arts

Las Vegas, NV

Generate sales to exceed personal sales goals. Promote the Music & Arts lesson program. Create business by networking with teachers/schools, churches, and community organizations. Develop customer relationships and provide compell...

Associate or Senior Proposal Coordinator - UTIA Office of Sponsored Programs New

The University Of Tennessee, Knoxville

Knoxville, TN

OSP strives to provide the highest quality of support to faculty, staff, and research administrators by facilitating proposal preparation and submission; reviewing, negotiating, and accepting contracts; and managing awards. Qualif...

Senior Associate, Humanitarian Finance and Compliance (P1)

Save The Children

Remote

$55,250 - $61,750 a year

Develop portfolio analysis reports that support the oversight of the multi-million dollar awards budget; monitor progress against Key Performance Indicators; analyze and provide suggestions to support process improvements across t...

Senior Service Associate New

United Parcel Service

Dallas, TX

If you have the qualities and drive to lead yourself or teams, there are roles ready to cultivate your skills and take you to the next level.Manages the delivery or deployment of contracted services to customers to ensure that SLA...

Senior Manager, Health Care Compliance Officer New

Johnson & Johnson

United, PA

The Senior Manager, Health Care Compliance Officer is responsible for the review of marketing strategies and materials, such as field sales aids, informational brochures, professional and consumer marketing materials, public-rela...

Senior Quality Compliance Manager in Atanta GA New

Blackrock Resources

Georgia, United States

BS degree in Engineering, Food Engineering, Food Science, Chemistry, any Biological. Sciences or related area from an accredited college or university. 5 plus years of relevant work experience with formulated products or related f...