Security Compliance jobs in New York, NY
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COMPLIANCE OFFICER-SWAP DEALER/SECURITY-BASED SWAP DEALER
Assist with providing daily compliance oversight and support to the Global Markets Derivatives sales and trading business, and key support functions such as Operations. Provide subject matter expertise on compliance related matter...
| Company | Natixis North America Llc |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Salary | $140,000 - $180,000 a year |
| Date Posted | 2 weeks ago See detail |
Compliance Officer-Swap Dealer/Security-Based Swap Dealer
Natixis North America Llc
New York, NY
$140,000 - $180,000 a year
Assist with providing daily compliance oversight and support to the Global Markets Derivatives sales and trading business, and key support functions such as Operations. Provide subject matter expertise on compliance related matter...
2 weeks ago seen See more...
Senior Compliance Sanctions Officer (SVP) - Securities Services
Citi
New York, NY
$176,720 - $265,080 a year
Responsible for providing sanctions guidance globally to Citi's businesses that transact in securities and securities based financial instruments. Provide sanctions oversight of in business controls and review in-flight and propos...
4 weeks ago seen See more...
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Security, Risk and Compliance Consultant
Sei
New York, NY
Compliance. Information Security. Risk Management. Data Privacy. Management or participation in Cybersecurity, Information Security, Risk, Compliance and/or Data Privacy Programs or ProjectsSample projects/programs could include b...
a month ago seen See more...
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Program Manager - Vendor Risk Management (Compliance & Security)
Meta
New York, NY
$115,000 - $168,000 a year
Maintain an in-depth understanding of the contractual agreement and the regulatory landscape impacting Meta and vendor ecosystem risk domains. Remain current with emerging industry trends and regulatory sentiments, as well as unde...
2 months ago seen See more...
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Vice President, Compliance - Monitoring and Testing, TD Securities
Td Bank
New York, NY
$160,000 - $187,000 a year
Execute the annual Compliance testing and monitoring plan Determine scope of reviews Prepare cohesive workpapers for each test in accordance with firm standards. Build relationships with Key Stakeholders and communicate deficienci...
2 months ago seen See more...
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