Regulatory Report jobs in New Haven, CT

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REGULATORY REPORTING ASSOCIATE D51AQR

Coordinate collecting and synthesizing data for various daily, weekly, monthly, quarterly, and annual reports to U.S. and foreign regulators and departments, including the SEC, CFTC, NFA, U.S. Treasury, Bureau of Economic Analysis...

CompanyBalyasny Asset Management, Lp
AddressGreenwich, CT
CategoryRetail
Job typePermanent
Date Posted 3 weeks ago See detail

Regulatory Reporting Associate D51AQR

Balyasny Asset Management, Lp

Greenwich, CT

Coordinate collecting and synthesizing data for various daily, weekly, monthly, quarterly, and annual reports to U.S. and foreign regulators and departments, including the SEC, CFTC, NFA, U.S. Treasury, Bureau of Economic Analysis...

Regulatory Reporting Senior Accountant

Osaic

Meriden, CT

Prepare FOCUS and relate reports. Prepare SIPC reports. Monitor compliance with FINRA and SEC regulations, including net capital. Broker-Dealer net capital monitoring and forecasting. Special projects, including mergers & acquisit...