Regulatory Officer jobs in New York
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REGULATORY OFFICER - ASSOCIATE
Notifies senior management and other relevant personnel of upcoming examinations and advises on scope, focus of exam and expectations. Reviews document requests and previews with examiners to narrow and define focus of discovery....
| Company | Sumitomo Mitsui Banking Corporation |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Salary | $81,000 - $132,000 a year |
| Job type | Full-time |
| Date Posted | 4 weeks ago See detail |
Regulatory Officer - Associate
Sumitomo Mitsui Banking Corporation
New York, NY
$81,000 - $132,000 a year
Notifies senior management and other relevant personnel of upcoming examinations and advises on scope, focus of exam and expectations. Reviews document requests and previews with examiners to narrow and define focus of discovery....
4 weeks ago seen See more...
Regulatory Compliance Officer
Hsbc
New York, NY
Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...
a month ago seen See more...
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