Regulatory Compliance Analyst jobs in Chicago, IL

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COMPLIANCE ANALYST - ADVERTISING REVIEW

Review retail communication against applicable laws, firm policy, and regulations. Be able to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner. Ensure your review...

CompanyCetera Financial Group
AddressRemote
CategorySales/marketing
Salary$70,000 - $80,000 a year
Job typeFull-time
Date Posted 2 months ago See detail

Compliance Analyst - Advertising Review

Cetera Financial Group

Remote

$70,000 - $80,000 a year

Review retail communication against applicable laws, firm policy, and regulations. Be able to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner. Ensure your review...

Research Compliance Analyst

University Of California San Francisco

Remote

$79.8K - $101K a year

Bachelor's degree in related area and / or equivalent experience / training. Minimum of 3 years of related experience. Thorough knowledge and ability to apply all relevant Federal, state, and university regulations, policies, and...

Regulatory Compliance Specialist, Sr

Ventura Foods

Brea, CA

$71K - $90K a year

Has increasing responsibility in the areas of global Regulatory Compliance of ingredients and finished products in U.S. and at least two global selling markets (e.g. APAC and LATAM). Provides the appropriate regulatory direction t...

Alternance - Global Regulatory Development Analyst

Axa

Delaware, United States

Assurer une veille sur les volutions rglementaires europennes et internationales pouvant affecter la gestion dactifs Analyser les documents de consultation publics ou les propositions de lgislations produites par les rgulate...

Lead Analyst IT Compliance – SOX/PCI

Hilton Grand Vacations

Florida, United States

Recognition Programs and Rewards. Excellent health care options, including medical, dental, and vision. A people-first culture. Go Hilton: Travel Discounts Program Hilton hotel rates worldwide. Perks at work: Employee Pricing plat...

Sr. Analyst - Liquidity Regulatory Reporting

Northern Trust

Chicago, IL

Unspecified

Responsible for owning the daily production of the FR 2052a submission to the Federal Reserve.. Requires close coordination with Controllers, Technology and Global Accounting teams.. Responsible for owning and maintaining Proced...

Sr. Analyst, Cyber Security Governance, Risk & Compliance

The Azek Company

Chicago, IL

Develop, enhance, and operationalize enterprise-wide Cyber Security policies, standards, and controls to mitigate risks and comply with applicable laws and regulations. Develop and operationalize a Cyber Security risk management p...

Cybersecurity Compliance Reporting Analyst

Information Technology Strategies

Remote

$91K - $115K a year

Client Agency is Defense Logistics Agency. Must be eligible to obtain a U.S. Government SECRET Clearance or above (Basic requirements for eligibility include: U.S. Citizenship, a clear criminal history check, and no pending or rec...

Regulatory and Compliance Coordinator, Reporting

Colibri Group

Remote

$54.8K - $69.4K a year

Process rosters (reporting) on a daily basis. Data entry requiring time/accuracy. Conduct post-seminar logistics specific to regulatory compliance (i.e., course completion certificates, attendance roster reporting) Provide Custome...