Cetera Financial Group jobs

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COMPLIANCE ANALYST - ADVERTISING REVIEW

Review retail communication against applicable laws, firm policy, and regulations. Be able to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner. Ensure your review...

CompanyCetera Financial Group
AddressRemote
CategorySales/marketing
Salary$70,000 - $80,000 a year
Job typeFull-time
Date Posted 2 weeks ago See detail

Compliance Analyst - Advertising Review

Cetera Financial Group

Remote

$70,000 - $80,000 a year

Review retail communication against applicable laws, firm policy, and regulations. Be able to explain the reasons for any needed changes to retail communication to the submitter in a concise and accurate manner. Ensure your review...

Net Promoter Specialist

Cetera Financial Group

Remote

$68,000 - $78,000 a year

Support program manager in building and executing the framework for the VoC / VoT programs, including providing expertise to help drive adoption of a culture focused on the voice of advisors / teams, and building action plans that...

Workforce Specialist

Cetera Financial Group

Des Moines, IA

$60,000 - $80,000 a year

Determine the best way to utilize employees productivity skills using techniques and theories of workforce management. Provide the data, the analytics, and the resource management services that ensure staffing levels are appropri...

Trust Officer

Cetera Financial Group

Saint Paul, MN

$52.5K - $66.5K a year

Develop and strengthen personalized, professional relationships with CTC clients and financial advisors. Administer trust accounts according to trust documents and relevant state and federal law. This includes buying and selling i...

Entry Level- Line 2 IT Security Control Tester

Cetera Financial Group

San Diego, CA

$60,000 - $65,000 a year

IT/Security Control Testing: Conduct comprehensive assessments of Security Controls related to financial reporting and compliance to identify weaknesses, gaps, and areas for improvement. Audit Facilitation: Execute internal contro...

Manager, IT Quality Assurance

Cetera Financial Group

Remote

$125,000 - $145,000 a year

Provide hands-on leadership for a team of Quality Engineers in an Agile development environment. Analyze business and technical requirements for the Compliance and Risk Organization to be able to identify inconsistencies and gaps,...