Lead Compliance jobs in Bergen, NJ
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SEF COMPLIANCE SURVEILLANCE LEAD AND ADVISORY COMPLIANCE OFFICER - LEGAL & COMPLIANCE
Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....
Company | Bloomberg |
---|---|
Address | New York, NY |
Category | Information Technology |
Date Posted | 2 weeks ago See detail |
SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....
2 weeks ago seen See more...
- View all Bloomberg jobs - jobs in New York, NY
Compliance and Regulatory Lead
Kohler
New York, NY
Secure US and select international regulatory authorization for health/wellness products Oversee maintenance of regulatory licenses, registrations and listings Work with commercial team to ensure advertising and promotions comply...
3 weeks ago seen See more...
- View all Kohler jobs - jobs in New York, NY