Full-Time Regulatory Compliance jobs in New York, NY
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REGULATORY COMPLIANCE OFFICER
Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...
Company | Hsbc |
---|---|
Address | New York, NY |
Category | Information Technology |
Job type | Permanent - Full Time |
Date Posted | 4 weeks ago See detail |
Regulatory Compliance Officer
Hsbc
New York, NY
Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...
4 weeks ago seen See more...
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Senior - AML Regulatory Compliance Consultant (Blockchain/Digital Assets)
Rsm Global
New York, NY
Work individually or as part of a team to execute model validation activities and testing against BSA/AML and OFAC models, including assessing risks related to model design, data, output, and governance. Lead and execute AML indep...
a month ago seen See more...
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Senior - AML Regulatory Compliance Consultant (Blockchain/Digital Assets)
Rsm Us Llp
New York, NY
$75,200 - $150,100 a year
Work individually or as part of a team to execute model validation activities and testing against BSA/AML and OFAC models, including assessing risks related to model design, data, output, and governance. Lead and execute AML indep...
a month ago seen See more...
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Regulatory Compliance Analyst
Argo Group
New York, NY
Comfortable bringing their whole selves to work. Confident that they will be treated respectfully. Recognized for their performance and provided with equal opportunities to succeed. Stay apprised of changes to insurance regulatory...
2 months ago seen See more...
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Compliance and Regulatory Lead
Kohler
New York, NY
Secure US and select international regulatory authorization for health/wellness products Oversee maintenance of regulatory licenses, registrations and listings Work with commercial team to ensure advertising and promotions comply...
6 days ago seen See more...
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Legal & Compliance - Infrastructure - Regulatory Attorney, VP
Blackstone
New York, NY
Work closely with the CCO and investment team to provide broad support for the Compliance Program for Blackstone's $40+ billion Infrastructure business, team members, and investment portfolio consistent with applicable law and reg...
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Head of Regulatory Reporting (Legal Compliance)
Ares Management Corporation
New York, NY
Serve as the primary subject matter expert with respect to regulatory submissions to the SEC, CFTC and other primary regulators pursuant to the Investment Advisers Act of 1940 and related securities regulations and exemptions. Res...
2 months ago seen See more...