Full-Time Regulatory Compliance Manager jobs in New York, NY

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FINANCIAL SERVICES - REGULATORY COMPLIANCE - MANAGER 1 1

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

CompanyYork State Department Of Labor
AddressNew York, NY
CategoryAccounting/Finance
Date Posted a month ago See detail

Financial Services - Regulatory Compliance - Manager 1 1

York State Department Of Labor

New York, NY

Consistently deliver quality client services. Monitor progress, manage risk and ensure key stakeholders are kept informed about progress and expected outcomes. Stay informed of current business and industry trends relevant to the...

Financial Services - Regulatory Compliance - Manager 1

York State Department Of Labor

New York, NY

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solution...

Financial Services - Regulatory Compliance - Manager

Ernst & Young Llp

New York, NY

Competitive

Leading your own engagement team; interacting and developing relationships with clients top executives and our firms leadership. Providing guidance and relevant expertise to help your team build strategic and innovative solutio...

Regulatory Change Management Compliance Lead

Flagstar Bank

New York, NY

Regulatory Change Management Identify new/changed laws and regulations relevant to the Companys business. Perform impact analyses of the new/changed applicable laws, summarizing the new/changed applicable law, determining how it...

Manager - AML Regulatory Compliance Consulting (Global Banks)

Rsm Global

New York, NY

Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales. Manage and deliver assessments and other services covering regulatory complianc...

Manager, TRM Compliance & Governance

Capital One

New York, NY

Understand and assess the inventory of technology and cyber risk management related laws and regulations, as well as industry standards such as the NIST CSF and FFIEC guidance, and how they translate into organizational requiremen...

Quality and Regulatory Systems Implementation -Manager-Consulting

York State Department Of Labor

New York, NY

Quality Management Systems (including complaint management, CAPAs, deviations, change control, quality audit management, supplier quality management, etc.). Regulatory Affairs (regulatory submissions, Health Registration Managemen...

Quality and Regulatory Systems Implementation -Manager-Consulting

York State Department Of Labor

New York, NY

Quality Management Systems (including complaint management, CAPAs, deviations, change control, quality audit management, supplier quality management, etc.). Regulatory Affairs (regulatory submissions, Health Registration Managemen...

Counsel, Regulatory & Compliance

An American Vehicle For Hire Company

New York, NY

Provide regulatory guidance on federal, state and local laws and applicable regulations for a wide variety of domestic and international transit deployments. Advise on labor, employee classification, and union issues at the heart...

Regulatory Compliance Officer

Piermont Bank

New York, NY

Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...

Personal Tax Compliance Manager - Partner Taxation - PTPA

Pix11

New York, NY

Develop new skills outside of comfort zone.. Act to resolve issues which prevent the team working effectively.. Coach others, recognise their strengths, and encourage them to take ownership of their personal development.. Analyse...

Compliance Manager - Trading

Bp Energy

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

Regulatory Policy Manager - Credit Valuation Adjustment

Hsbc

New York, NY

Track new policy developments and formulate HSBCs regulatory capital policies accordingly, providing detailed, actionable guidance, distributed to a wide range of stakeholders. The US GRPA team is responsible for monitoring new d...

CMC Product Quality Compliance Specialist (Regulatory Communications)

Biospace

New York, NY

Responsible for providing writing and strategy support in communications to regulatory agencies including product deviation reports (BPDR, QDR, DPR, etc.), clinical notice of events and agency inspection responses in collaboration...

Manager, Quality Compliance (Complaint Investigations)

Biospace

New York, NY

Responsible for ensuring aspects of Quality Compliance for the Rensselaer site inclusive of manufacturing, quality control, validation, facilities, and materials management; this work may be done through direct reports.. Oversees...

Compliance and Operational Risk Manager- Global Corporate and Investment Banking

Bank Of America

New York, NY

7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...

Manager, CIB & Research Compliance Officer

Scotiabank

New York, NY

Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...

Manager, Global Regulatory Policy

Hsbc

New York, NY

Support senior management to direct HSBC's response to the external regulatory consultation process Provide technical input into regulatory change projects and to participate in their working groups as appropriate Develop and main...

Manager, Regulatory Affairs CMC - Now Hiring

Takeda Pharmaceutical

New York, NY

The actual base salary offered may depend on a variety of factors, including the qualifications of the individual applicant for the position, years of relevant experience, specific and unique skills, level of education attained, c...

Director Regulatory Reporting - Sr. Group Manager

Citigroup

New York, NY

The GRR Group is a high-profile function, providing financial information to the regulators including the Federal Reserve Bank (FRB) and Office of the Comptroller of the Currency (OCC). This individual will have an opportunity to...

Manager, Global Regulatory Affairs CMC - Now Hiring

Takeda Pharmaceutical

Brooklyn, NY

$133,200.00 to $223,200.00 per year

I further attest that all information I submit in my employment application is true to the best of my knowledge.Takeda Development Center Americas, Inc. is seeking a Manager, Global Regulatory Affairs CMC in Cambridge, MA with the...