Full-Time Compliance Risk Management jobs in New York, NY
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COMPLIANCE AND OPERATIONAL RISK MANAGER- GLOBAL CORPORATE AND INVESTMENT BANKING
7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...
| Company | Bank Of America |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Job type | Full time |
| Date Posted | 7 days ago See detail |
Compliance and Operational Risk Manager- Global Corporate and Investment Banking
Bank Of America
New York, NY
7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...
7 days ago seen See more...
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Volcker EAC Compliance and Operational Risk Manager
Bank Of America
New York, NY
$93,400 - $170,600 a year
5 years experience covering markets compliance for a major U.S. institutional broker-dealer or bank. working knowledge of the Volcker Rule a plus;. Strong knowledge of risk and control management frameworks and ability to analyze...
2 months ago seen See more...
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Operational Risk Management - Risk and Control Self-Assessment
Adecco
New York, NY
$ 110000 - $ 230000 / Year
Support coordination of the RCSA process to ensure consistency with sound Risk Management standards and internal policy and procedures. Execute the Risk and Controls assessment, Process library management, Risk and Controls taxon...
6 days ago seen See more...
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Sr. Manager, Cyber Risk & Analysis
York State Department Of Labor
New York, NY
Challenge and reinvent the methodology that the 1st and 2nd Lines of Defense will use to measure cybersecurity and technology risk within the existing ERM framework, including control efficacy. Research and develop data-driven ass...
3 days ago seen See more...
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Manager, Cyber Risk & Analysis
York State Department Of Labor
New York, NY
Challenge and reinvent the methodology that the 1st and 2nd Lines of Defense will use to measure cybersecurity and technology risk within the existing ERM framework, including control efficacy. Research and develop data-driven ass...
3 days ago seen See more...
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Manager, Quality Compliance (Complaint Investigations)
Biospace
New York, NY
Responsible for ensuring aspects of Quality Compliance for the Rensselaer site inclusive of manufacturing, quality control, validation, facilities, and materials management; this work may be done through direct reports.. Oversees...
3 days ago seen See more...
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Sr. Manager, Cyber Risk & Analysis
Capital One
New York, NY
Challenge and reinvent the methodology that the 1st and 2nd Lines of Defense will use to measure cybersecurity and technology risk within the existing ERM framework, including control efficacy. Research and develop data-driven ass...
3 days ago seen See more...
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BSA/AML Compliance Risk Supervising Examiner
Federal Reserve Bank
New York, NY
Evaluate and promote the overall safety and soundness of supervised institutions;. Ensure supervised institutions compliance with relevant laws and regulations, including consumer protection;. Facilitate the stability of the fina...
a week ago seen See more...
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Cyber Risk Management Lead
Pierce Technology Corp
New York, NY
Assume management of the security Risk Management process. Lead a team focused on collaborating and helping business units identify their security related risks. Ensure alignment of security policy, standards, and controls with th...
2 weeks ago seen See more...
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Vice President Treasury Risk and Compliance Assurance
Hsbc
New York, NY
Lead assigned assurance reviews to ensure timely and quality execution of the reviews while adhering to internal policies and procedures. This will include engaging, testing and providing feedback to the team on review activities...
6 days ago seen See more...
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Remote Complex Care Manager - High Risk Maternity
Healthfirst
New York, NY
$55.6K - $70.4K a year
Advocates, informs, and educates beneficiaries on services, self-management techniques, and health benefits. Conducts assessments to identify barriers and opportunities for intervention, including addressing the social determinant...
6 days ago seen See more...
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Credit Risk Management - Commodity Finance AVP
Adecco
New York, NY
$ 65000 - $ 150000 / Year
Evaluate and analyze borrowers creditworthiness on assigned proposals and prepare in depth analysis. Analyze all aspects related to credit requests submitted by business units, including but not limited to facility structure, hist...
2 weeks ago seen See more...
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IT Security Analyst III (Governance/Risk/Compliance)
Innova Solutions
New York, NY
Reviews and analyzes complex data and information to provide insights, conclusions and actionable recommendations provides direction and guidance on reports and analyses and ensures recommendations are aligned with customer/busine...
7 days ago seen See more...
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Personal Tax Compliance Manager - Partner Taxation - PTPA
Pix11
New York, NY
Develop new skills outside of comfort zone.. Act to resolve issues which prevent the team working effectively.. Coach others, recognise their strengths, and encourage them to take ownership of their personal development.. Analyse...
2 weeks ago seen See more...
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Manager - AML Regulatory Compliance Consulting (Global Banks)
Rsm Global
New York, NY
Develop strong relationships with existing clients and prospective clients within banking and financial services industries to enable effective sales. Manage and deliver assessments and other services covering regulatory complianc...
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Manager, CIB & Research Compliance Officer
Scotiabank
New York, NY
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...
2 weeks ago seen See more...
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Vice President, Risk Management
Loews Hotels & Resorts
New York, NY
Headquartered in New York City, located in the heart of Midtown Manhattan, our Loews Hotels & Co Home Office teams support our properties throughout the United States and Canada. Located in major city centers and resort destinatio...
3 weeks ago seen See more...
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Model Risk Management - Senior Director
Kbra
New York, NY
Position Title: Model Risk Management - Senior DirectorEntity: Kroll Bond Rating Agency, LLCEmployment Type: Full-TimeLocation: New York, New York, United StatesSummary/Overview:KBRA (Kroll Bond Rating Agency, LLC) is seeking to b...
3 weeks ago seen See more...
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Market Risk Manager - Equity Derivatives
Mizuho Financial Group
New York, NY
An exciting opportunity to join the risk management team leading the coverage for Equity Derivatives within Mizuho Americas - a fast growing business.The individual will partner with the Front Office, Quants, IT and other control...
3 weeks ago seen See more...
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Senior Director, Operational Risk Management
Grupo Santander
New York, NY
Senior Director, Operational Risk ManagementCountry: United States of AmericaThe Senior Director, Operational Risk develops and maintains an effective Operational Risk program focused on the firm's maintenance of the Operational R...
3 weeks ago seen See more...
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Senior Auditor - Risk Management (Hybrid)
Capital One
New York, NY
Audit major components of business units.. Assist in developing engagement planning documentation for assigned areas, including risk-based rationale for scoping decisions.. Design and execute internal control testing for operation...
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Manager, Technology Risk Advisor (ES Risk)
Pix11
New York, NY
What you'll do: Serve as a Technology Risk Guide for Divisional CIO Leadership Team and respective software engineering teams to propel Technology Risk agenda and help DCIO LT make informed decisions in supporting their business...
2 weeks ago seen See more...
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Compliance Manager - Trading
Bp Energy
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
3 weeks ago seen See more...
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VP, Sr First Line Risk Manager-Commercial Finance (hybrid)
First Citizens Bank
New York, NY
$130000 - $150000 per year
Participating in and overseeing BU key risk management activities and executing applicable risk monitoring, reporting, and governance responsibilities. This includes tracking and reporting on key risk indicators and limits. Contin...
3 weeks ago seen See more...
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Sr Dir-Risk Management
Moody's
New York, NY
Engineering & Technology. 7 World Trade Center, 250 Greenwich Street, New York, New York, 10007, US. Establish an Enterprise Risk Management framework and effective internal controls environment. Collaborate with Moody's Corporati...
4 weeks ago seen See more...
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Credit/Risk Manager
Pix11
New York, NY
Join a mission-driven and value-driven company that puts culture and personal growth front and center. Hybrid work model, including 2 days per week of working from home. Stock Options to all Full time employees. Health, Dental and...
4 weeks ago seen See more...
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Audit Manager - Risk Management (Hybrid)
Pix11
New York, NY
Lead audits, or own completion of significant components of complex audits.. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequat...
3 weeks ago seen See more...
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Finance Risk and Control Sr Group Manager - C15
Citigroup
New York, NY
The role is responsible for the execution of the target state Business-as-Usual Finance processes related to models/EUC to support the mission and to adherence to the Compliance and Quality controls. Citi offers competitive employ...
3 weeks ago seen See more...
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Business Risk Process Manager (Product Management)
First Citizens Bank
New York, NY
This position serves as a subject matter expert and may provide guidance to other department associates as needed.ResponsibilitiesRisk Oversight - Serves as a subject matter expert within the Product Organization providing guidanc...
3 weeks ago seen See more...
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Audit Manager - Risk Management (Hybrid)
Capital One
New York, NY
Lead audits, or own completion of significant components of complex audits.. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure adequat...
3 weeks ago seen See more...
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