Financial Industry Regulatory Authority jobs

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ASSOCIATE PRINCIPAL ANALYST, MRTS-CUSTOMER ORDER HANDLING

Analyzes trading activity in area of primary responsibility for indications of potential violations. Researches and provides internal updates regarding rules, regulations, guidelines, intelligences, and advisories. Completes assig...

CompanyFinancial Industry Regulatory Authority
AddressRockville, MD
CategoryEducation/Training
Job typeFull-Time
Date Posted 4 weeks ago See detail

Associate Principal Analyst, MRTS-Customer Order Handling

Financial Industry Regulatory Authority

Rockville, MD

Analyzes trading activity in area of primary responsibility for indications of potential violations. Researches and provides internal updates regarding rules, regulations, guidelines, intelligences, and advisories. Completes assig...

Senior Principal Integration Specialist, Member Supervision - Any FINRA Location

Financial Industry Regulatory Authority

Los Angeles, CA

Lead and support the development of Strategy, Goals, Objectives and Key Results (OKRs), and associated measurements, such as executive and operational metrics, Key Performance Indicators and OKR tracking and reporting. Provide lea...

Principal Tester, Transparency Services

Financial Industry Regulatory Authority

Rockville, MD

Coordinate with members of Product Management team, internal and external Development teams, Market Regulation and Finance to test and validation of all business functions for Transparency Services applications and their impact on...