Financial Industry Regulatory Authority jobs
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ASSOCIATE PRINCIPAL ANALYST, MRTS-CUSTOMER ORDER HANDLING
Analyzes trading activity in area of primary responsibility for indications of potential violations. Researches and provides internal updates regarding rules, regulations, guidelines, intelligences, and advisories. Completes assig...
Company | Financial Industry Regulatory Authority |
---|---|
Address | Rockville, MD |
Category | Education/Training |
Job type | Full-Time |
Date Posted | 4 weeks ago See detail |
Associate Principal Analyst, MRTS-Customer Order Handling
Financial Industry Regulatory Authority
Rockville, MD
Analyzes trading activity in area of primary responsibility for indications of potential violations. Researches and provides internal updates regarding rules, regulations, guidelines, intelligences, and advisories. Completes assig...
4 weeks ago seen See more...
Senior Principal Integration Specialist, Member Supervision - Any FINRA Location
Financial Industry Regulatory Authority
Los Angeles, CA
Lead and support the development of Strategy, Goals, Objectives and Key Results (OKRs), and associated measurements, such as executive and operational metrics, Key Performance Indicators and OKR tracking and reporting. Provide lea...
a month ago seen See more...
Principal Tester, Transparency Services
Financial Industry Regulatory Authority
Rockville, MD
Coordinate with members of Product Management team, internal and external Development teams, Market Regulation and Finance to test and validation of all business functions for Transparency Services applications and their impact on...
2 months ago seen See more...