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INTERNAL AUDITOR

Conduct integrated audits of business processes. Perform fieldwork under supervision of the Auditor-in-charge (AIC). Assist in the planning, fieldwork, reporting, and follow-up phases of assigned audits in accordance with departme...

CompanyFinra
AddressRockville, MD
CategoryAccounting/Finance
Salary$78,900 a year
Job typeFull-time
Date Posted a week ago See detail

Internal Auditor

Finra

Rockville, MD

$78,900 a year

Conduct integrated audits of business processes. Perform fieldwork under supervision of the Auditor-in-charge (AIC). Assist in the planning, fieldwork, reporting, and follow-up phases of assigned audits in accordance with departme...

a week ago seen See more...

Associate General Counsel, Capital Markets

Finra

Washington, DC

$144,500 a year

Advise the Board of Governors and FINRA advisory committees with respect to high-impact, legally and politically complex and sensitive regulatory initiatives and rule changes under consideration by the Board. Brief and communicate...

2 weeks ago seen See more...

Assistant General Counsel, Litigation

Finra

Washington, DC

$127,300 a year

Represents FINRA in complex litigation to which the company, officer or employee is a party, including the drafting of written materials for filing, and correspondence to courts and counsel; works with FINRA client departments in...

2 weeks ago seen See more...

Administrative Specialist, MRTS Business Operations

Finra

Rockville, MD

$59,500 a year

Drafts and edits routine correspondence, reports, and forms, such as external referrals, and handles incoming and outgoing correspondence. Assists with gathering documents in response to internal audit requests and SEC oversight a...

3 weeks ago seen See more...

Senior Coordinator, Corporate Real Estate

Finra

New York, NY

Serve as an on-site resource for the hotel-reservation system tool used by FINRA, for staff. Assist staff reserving workspaces and meeting rooms in the reservation system. Direct onsite staff and visitors to neighborhoods and meet...

3 weeks ago seen See more...

Associate General Counsel, Broker-Dealer/Investment Advisor Group

Finra

Washington, DC

$149,600 a year

Coordinate closely with FINRA business units and other regulators as appropriate in the development and communication of legal policy statements. Serve as a key source of legal expertise on BD/IA regulation within FINRA and provid...

4 weeks ago seen See more...

Senior Principal Integration Specialist, Member Supervision - Any FINRA Location

Finra

Los Angeles, CA

Lead and support the development of Strategy, Goals, Objectives and Key Results (OKRs), and associated measurements, such as executive and operational metrics, Key Performance Indicators and OKR tracking and reporting. Provide lea...

a month ago seen See more...

Principal Tester, Transparency Services

Finra

Rockville, MD

Coordinate with members of Product Management team, internal and external Development teams, Market Regulation and Finance to test and validation of all business functions for Transparency Services applications and their impact on...

a month ago seen See more...

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