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Compliance Risk Management jobs in New York, NY

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ENTERPRISE RISK MANAGEMENT, NEW ACTIVITY AND BUSINESS CHANGE SENIOR MANAGER

Develop the 2LOD New Activity and Business Change risk assessment policy, standards, templates and governance process; Coordinate with the business to implement a risk assessment template, process and expectations; Develop the 2LO...

CompanySocial Finance
AddressNew York, NY
CategoryInformation Technology
Job typeFull-time, Part-time
Date Posted a month ago See detail

Enterprise Risk Management, New Activity and Business Change Senior Manager

Social Finance

New York, NY

Develop the 2LOD New Activity and Business Change risk assessment policy, standards, templates and governance process; Coordinate with the business to implement a risk assessment template, process and expectations; Develop the 2LO...

a month ago seen See more...

Sr Dir-Risk Management

Moody's

New York, NY

Establish an Enterprise Risk Management framework and effective internal controls environment .Collaborate with Moodys Corporation IT, Information Security, and Internal Audit to demonstrate leadership and stay on top of industry...

a month ago seen See more...

Assc Dir-Risk Management

Moody's

New York, NY

Assist with Enterprise Risk Management (ERM) program activities, including Risk and Controls Self-Assessment (RCSA) workshops with Operational Business Units to identify risks and controls across different processes and establish...

a month ago seen See more...

Senior Analyst, Insurance Risk Management

Global Atlantic Financial Group

New York, NY

Develop insurance liability models in GA Risk's liability modelling platform. Communicate findings and implications to Risk's management team and other stakeholders. Help onboard various Institutional transactions into our Risk pl...

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ALM Interest Rate & Liquidity Risk Management

Ing Group

New York, NY

Ensure the accuracy and efficiency of month end processes related to Interest Rate risk reporting and soundness with respect to internal, external, and regulatory measures of equity and earnings at risk. Provide independent review...

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Fixed Income Risk Manager, Vice President

Blackrock

New York, NY

$147,500 - $209,500 a year

Work with senior Risk Managers to provide risk oversight and risk management support to Fixed Income investment teams. Provide independent, constructive challenge of portfolio risk taking, exposure, portfolio construction and perf...

2 months ago seen See more...

Director, Market and Liquidity Risk Manager

The Bank Of New York Mellon Corporation

New York, NY

$150,000 - $250,000 a year

Apply knowledge of market or Liquidity Risk management best practices and financial markets in support of analyzing, monitoring, and measuring risk. Understand the end-to-end Risk Management process, Models, and Risk limits to sup...

2 months ago seen See more...

Risk Manager, NA DSP

Amazon.com Services Llc

New York, NY

From $59,300 a year

Risk management, legal, and/or audit background ideally from a corporate setting working with third-party vendors or supply chain;. Bachelors degree with 5+ years of experience;. Experience working with a Case Management System o...

2 months ago seen See more...

Senior Risk Manager, Interest Rate Risk in the Banking Book - Hybrid

Citi

New York, NY

$170,000 - $300,000 a year

Directly manage a team of Risk Managers Manage balance sheet Interest Rate Risk Independently assess Interest Rate Risk quantification methodology and assumptions, metrics, governance and controls and forecast Interface with the C...

2 months ago seen See more...

Model Risk Manager

Idb

New York, NY

$160,000 - $210,000 a year

Managing and overseeing the overall all aspects of the Model Risk program, inclusive of improvement, implementation, and the execution of the Program, MRM Policy, Standards, and Procedures to ensure they remain appropriate and con...

2 months ago seen See more...

IED - Electronic Trading Risk Management- Associate

Morgan Stanley

New York, NY

$103K - $130K a year

Implementation and ownership of Electronic Trading Risk controls, designed to enable business development in a risk-controlled manner. Monitoring Electronic Trading activity and controls in real-time and taking action, when necess...

2 months ago seen See more...

Market Risk Manager - Equity Derivatives

Mizuho Americas

New York, NY

$144,000 - $235,000 a year

Becoming primary contact for the Derivatives trading desk. Understanding the direction and prioritization of the business for future growth. Understanding of the underlying models used within pricing. Work with Trading and Quants...

2 months ago seen See more...

Associate, Market Risk Management

Blackrock

New York, NY

$122,400 - $147,500 a year

DescriptionAbout this roleJob Title: Associate, Market Risk ManagementLocation: 50 Hudson Yards New York, NY 10001Summary of duties: Analyze performance, risk, liquidity and cash management across portfolios by applying statistica...

2 months ago seen See more...

VP- Technology Information Risk Management

Santander Us

New York, NY

$120,000 - $160,000 a year

Provides 2nd Line risk oversight of the Information Risk Management Program and provides direct 2nd Line support for the Information Technology, Information Security, Business Continuity Management and Records Management Programs,...

2 months ago seen See more...

Senior Compliance Manager

Metaprise

New York, NY

$100,000 - $120,000 a year

Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology companies Monitor developments in financial regulation and considers implications for compliance; off...

2 months ago seen See more...

Risk Management Managing Director Quant Modeling- Model Risk Governance & Review

Jpmorgan Chase & Co

New York, NY

Lead the Model Risk Governance and Review (MRGR0 group forAsset and Wealth Management (AWM). Manage a teamresponsible for the validation and Risk Governance ofall quantitative and qualitative models used across AWM. Supervise m...

2 months ago seen See more...

Director Insurance and Risk Management

Hunt

New York, NY

Insurance Procurement:Manage Hunt insurance renewal process timelines to ensure renewals stay on track.Request, collect, review, and present insurance underwriting submission information for each insurance policy.Complete insuranc...

2 months ago seen See more...

Fixed Income Market Risk Manager, AVP

Jefferies

New York, NY

Engage with trading desk to understand trading strategies and changes in risk profile. Communicate key risk changes, market activity, and P/L drivers to senior management.. Perform deep dive analyses on products and/or trading st...

2 months ago seen See more...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

2 months ago seen See more...

Compliance Risk Assessment VP

Barclays

New York, NY

You will be responsible for managing and executing assurance reviews and/or issue validation to assess and report on Conduct and/or Reputational Risk Management, behaviors, and attitudes. Being responsible for designing and delive...

2 months ago seen See more...

Director of Risk Management

Mjhs

New York, NY

A Bachelors degree in Risk Management, Finance, or a related field is required. At least one year of related experience preferred. Knowledge of health care environments preferred. Thorough understanding of policies and best practi...

2 months ago seen See more...

Vice President, Corporate Compliance Risk Assessment

Sumitomo Mitsui Financial Group, Inc.

New York, NY

Provide subject matter expertise and work with CRA team to conduct Compliance Risk Assessments of various U.S. entities, particularly SMBC's broker-dealer and swap dealer businesses. Lead meetings with business stakeholders to und...

2 months ago seen See more...

Analyst, Portfolio Construction and Risk Management

Oaktree Capital Management, L.p.

New York, NY

Architect and formalize tools and code to analyze datasets using SQL, Python etc. to develop investment insights. Understand general departmental data extraction and modeling - planning and design. Understanding the menu of work t...

2 months ago seen See more...

Counterparty Risk Manager Vice President

Barclays

New York, NY

This is also an opportunity to liaise and collaborate with Sales and Trading to understand the risk of derivative and financing transactions and with Quantitative Analysis to understand risk models behavior. Processing live riskin...

2 months ago seen See more...

Risk Management - Markets - Liquidity Risk Management - Vice President

Jpmorgan Chase & Co

New York, NY

Provide independent risk challenge and oversight on Treasury and Legal Entity Liquidity management teams with a focus on Liquidity Risk arising from Markets and/or Broker-Dealer products (e.g. Prime Brokerage, Secured Funding etc)...

2 months ago seen See more...

Risk Management - Markets - Liquidity Risk Management - Vice President

Jpmorgan Chase Bank, N.a.

New York, NY

Provide independent risk challenge and oversight on Treasury and Legal Entity Liquidity management teams with a focus on Liquidity Risk arising from Markets and/or Broker-Dealer products (e.g. Prime Brokerage, Secured Funding etc)...

2 months ago seen See more...

Risk Management - Liquidity Risk Management - Vice President

Jpmorgan Chase & Co

New York, NY

Provide independent risk challenge and oversight on Treasury and Legal Entity Liquidity management teams. Undertake analysis of balance sheet changes to assess Liquidity Risk impacts and provide independent viewpoint. Regular re...

2 months ago seen See more...

Risk Management - Liquidity Risk Management - Vice President

Jpmorgan Chase Bank, N.a.

New York, NY

Provide independent risk challenge and oversight on Treasury and Legal Entity Liquidity management teams. Undertake analysis of balance sheet changes to assess Liquidity Risk impacts and provide independent viewpoint. Regular revi...

2 months ago seen See more...

VP, e-trading - Market Risk (Risk Management)

Morgan Stanley

New York, NY

Review and analysis of algorithms, including controls and testing methods, as part of 2nd Line of Defense oversight of algorithmic trading. Oversight of trading limits and controls to ensure the business is taking risk consistent...

2 months ago seen See more...

VP, Market Risk Management Specialist

Madison-Davis

New York, NY

Demonstrated understanding of various Market Risk mgmt. practices such as limit monitoring, escalation and remediation procedures. Proven track record in managing /understanding risk metrics for various trading desks including cre...

2 months ago seen See more...

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What should I search to find Compliance Risk Management jobs in New York County, NY?

People who searched for Compliance Risk Management jobs in New York County, NY also searched for Sales Manager, Senior Manager, Human Resources Manager, Technical Project Manager, Risk Manager, Systems Project Manager, Business Management Intern, Brand Management Specialist, Marketing Operations Manager, Case Management, Product Management Leader, Community Engagement Manager, Manager Financial Planning, Manager Customs Compliance, Wealth Management Operations, . If you're getting few results, try a more general search term. If you're getting irrelevant result, try a more narrow and specific term.

Top Jobs in New York County, NY

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What companies are hiring for Compliance Risk Management jobs in New York?

The top companies hiring now for Compliance Risk Management jobs are Bank Of China,

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