Compliance Officer jobs in Weehawken, NJ
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SENIOR DATA PRIVACY COMPLIANCE OFFICER - LEGAL & COMPLIANCE
Support the implementation of the Privacy Program, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities. Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for...
| Company | Bloomberg |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Date Posted | 3 days ago See detail |
Senior Data Privacy Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Support the implementation of the Privacy Program, ensuring Bloomberg meets its legal, regulatory, and reputational responsibilities. Support, and at times lead the team, on specific regulatory Compliance projects /initiatives for...
3 days ago seen See more...
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Associate Compliance Officer and Operations Associate
Kahn Brothers Group
New York, NY
$90,000 - $130,000 a year
401(k). Health insurance. Retirement plan. Monday to Friday. Compliance: 3 years (Required). Operations: 2 years (Required). Series 7 (Preferred). Series 24 (Preferred)....
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Compliance Officer & Counsel
An Insurance Agency
New York, NY
Drafting and/or updating compliance and other corporate policies (e.g., Code of Ethics, Compliance Manual, Anti-Corruption Policy). Assisting with onboarding new directors and employees, including support for compliance orientatio...
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Compliance Officer
Guggenheim Partners
New York, NY
Position SummaryThe Compliance Officer is located in our New York office.Essential Job Functions Interacting with deal team to collect due diligence material. Assisting in analyzing and implementing new regulationsPreferred Quali...
4 weeks ago seen See more...
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Compliance Officer
Guggenheim Services, Llc
New York, NY
Responsibilities will include conducting beneficial owner and control person due diligence on participants in transactions as well as assisting with GPIM client and collective investment vehicle investor AML/KYC on-boarding. Ass...
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Manager, CIB & Research Compliance Officer
Scotiabank
New York, NY
Champions a customer focused culture to deepen client relationships and leverage broader Bank relationships, systems, and knowledge. Provide day-to-day compliance support for CIB and Research businesses, assisting with the provisi...
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Regulatory Compliance Officer
Piermont Bank
New York, NY
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
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Senior Compliance Officer - Trade / Export Control - Legal & Compliance
Bloomberg
New York, NY
Lead Trade Compliance Program regarding Export Control restrictions as applicable to software / technology, whether the software is Bloomberg proprietary or third party software. Build and maintain relationships with internal stak...
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Commercial Broker Dealer Chief Compliance Officer - Sr. Director
Capital One
New York, NY
Promoting a culture of compliance and managed risk taking. Providing subject matter expertise and guidance on compliance with all applicable SEC and FINRA rules and regulations, including but not limited to anti-money laundering,...
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AML-KYC Compliance Officer
Pear Core Solutions, Inc.
New York, NY
AML/KYC Compliance:Perform basic and enhanced due diligence KYC reviews for new and existing customers. Review incoming client documents in accordance with KYC/Anti-Money Laundering policies.Review and evaluate potential adverse i...
2 months ago seen See more...
Chief Compliance Officer
Public
New York, NY
Serve as the Chief Compliance Officer and Anti-Money Laundering Officer of the Broker-Dealer, reporting to the Chief Administrative Officer of Public Holdings. Independently manage FINRA relationship, including all examinations an...
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Officer - Bank Compliance
Hab Bank
New York, NY
Possess expertise in Bank Secrecy Regulations, Fair Credit Acts and Anti-Money Laundering Laws. Have a working knowledge of Banking Consumer Protection Law and Regulations, specifically in the area of Commercial Mortgage, Fair Len...
4 weeks ago seen See more...
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SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal & Compliance
Bloomberg
New York, NY
Conduct trade surveillance monitoring, real-time market monitoring and investigations. Assess and interpret the relevance of applicable rules and regulations. Liaise with regulators, as well as BSEFs regulatory service provider....
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Compliance and Data Privacy Officer, US
Pix11
New York, NY
POSITION MISSION & MAIN ACTIVITIES Working in conjunction with the Global Compliance Team the US Compliance and Data Privacy Specialist will work with the global compliance team to ensure firmwide compliance for all US entities an...
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