Compliance Manager jobs in New York

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COMPLIANCE MANAGER - TRADING

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

CompanyBp Energy
AddressNew York, NY
CategoryInformation Technology
Job typeFull-time, Part-time
Date Posted 3 days ago See detail

Compliance Manager - Trading

Bp Energy

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

Project Manager, Developer Compliance Operations New

Pix11

New York, NY

Keep our Platform safe from malicious apps by ensuring due diligence of our team and our vendor teams in detecting and taking action on non-compliant apps. Support on-call shifts to manage tasks and tickets assigned to our team. C...

Financial Crimes Compliance - Manager - Consulting - Location Open

Ernst & Young Llp

New York, NY

Competitive

A bachelors degree and around 5 years of work experience with Financial Crimes issues from industry, consulting, or government; or a graduate degree and 4 years of related experience. A degree in political science, economics, fi...

Facilities Compliance Manager

Columbia University

New York, NY

sick time

Job Type: Officer of Administration. Bargaining Unit:. Regular/Temporary: Regular. End Date if Temporary:. Hours Per Week:. Standard Work Schedule:. Building:. Salary Range: 80,795- 90,795. Works with Executive Director and Facili...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

Compliance Manager - Trading

Pix11

New York, NY

The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...

Healthcare Revenue Cycle Compliance Manager

Northeast Healthcare Recruitment, Inc.

Brooklyn, NY

Large,multi-system 1199 Union hospital in Brooklyn offering competitive pay,tremendous opportunities for growth with an excellent Major Medical, PTO,Vision, dental plans.We are seeking a highly qualified andexperienced Revenue Cyc...

Program Compliance Manager

Impact.com

New York, NY

$75,000 - $95,000 a year

Act as main compliance, client-facing point of contact for advertiser client and relevant agencies. Project manage and collaborate with international resources, ensuring client compliance SLAs are met. Decision quickly, escalating...

Cybersecurity GRC (Governance, Risk, and Compliance) Manager

Kimco Realty

Jericho, NY

$125,000 - $155,000 a year

Oversee and manage all aspects of the cybersecurity governance, risk, and Compliance program. Create comprehensive cybersecurity policies and procedures that comply with relevant laws, regulations, and standards. Regularly perform...

Trading Compliance Manager, Vice President, Hybrid

State Street

New York, NY

Not disclosed

Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...

Attorney Licensure Compliance Manager

Kirkland & Ellis

New York, NY

As a member of the Risk Management Compliance team, the Attorney Licensing Compliance Manager will be leading the Firms U.S. bar admissions compliance program, which includes all U.S. state licensure and federal admissions.. Cont...

Compliance Technical Product Manager, Email Marketing Technology (EMT)

Amazon

New York, NY

Develop and implement compliance strategies and processes for the email martech stack in accordance with relevant regulations such as GDPR, CAN-SPAM Act, CASL, and other applicable laws.2. Serve as a subject matter expert on email...

Compliance & Privacy Manager

Good Inside

New York, NY

Is excited about Good Inside's mission and is passionate about improving the lives of parents and children. Has a bias toward action, values experimentation, and is more interested in finding the right answer than being right. Val...

Senior Manager, HR Compliance - Americas Region

Mongodb

New York, NY

parental leave, paid time off, 401(k)

Formalize a regional Compliance (Policy, Training, Audits and ER) framework that includes recommendations on how to build a team around this role over time. Develop and implement an effective compliance program to ensure adherence...

Manager - KYC Compliance Advisor

Capital One

New York, NY

Maintain subject matter expertise of applicable anti-money laundering laws and regulations and support business lines by providing guidance on KYC compliance requirements. Assist with establishing enterprise KYC standard/policy in...

Attorney Development Manager: Life Sciences (Patent, Licensing, Regulatory & Compliance)

Goodwin

New York, NY

We are in the business of building authentic, long-term relationships with our clients, who are some of the worlds most successful and innovative investors, entrepreneurs and disruptors in the Life Sciences, private equity, real...

Compliance Manager

Teg Federal Credit Union

Poughkeepsie, NY

3-5 years of similar or related experience in compliance, fraud detection, BSA, and/or internal audit and control in a financial institution. Bachelors degree or equivalent formal certifications. Must have in depth understanding...

LOGISTICS & COMPLIANCE MANAGER NORTH AMERICA (STICHD…

Puma

New York, NY

$74,500 - $105,960 a year

Bachelors Degree in Supply Chain or a related field required; or an equivalent combination of education and minimum experience of 5 years. High analytical ability and drive (analysis and visualization) to gather and interpret dat...

Compliance Manager

Fox Lane

Flushing, NY

$50,000 - $65,000 a year

Generate, distribute & track Annual, Interim, Move-in and move out certifications and all required documentation in accordance with project-based Section 8 and Tax Credit programs. Copy, scan, and file office documents. Maintain c...

Senior Compliance Manager

Metaprise

New York, NY

$100,000 - $120,000 a year

Understanding of the current and evolving landscape of regulatory compliance and risk management for global financial technology companies Monitor developments in financial regulation and considers implications for compliance; off...

Professional, Quality Regulatory Compliance Manager

Mvp Health Care

Tarrytown, NY

$75,870 - $148,930 a year

Support all aspects of quality programs and projects to measure, monitor and improve the quality of the care and service provided to members for Medicare, and NY State Government programs. Track, monitor and implement programs to...

Associate Program Compliance Manager

Publicis Groupe

New York, NY

Flexible time off, no accrual necessary. Generous amount of paid holidays. Company-sponsored team building events. Employee Referral Program. Annual recognition awards. Flexible work arrangements. Parental bonding leave. Back-up c...

Employee Compliance Manager

Fanduel

New York, NY

$105,000 - $130,000 a year

Assist in developing and executing Employee Compliance policies, procedures, training, tool evaluation, governance, implementation, and enhancements, along with presentations to senior management. Lead implementation of a comprehe...

Compliance Manager

Actalent

Orangeburg, NY

Accountable for strategic leadership, development, and implementation of the Internal and External Audit cGMP QA System for drug/device products. Support the development and maintenance of a qualification/certification program for...

Compliance Manager

Douglas Elliman Real Estate

New York, NY

Submit leases in a timely manner Enter lease charge adjustments based on rent determination Outreach and assist residents with annual and interim recertification requests with various agencies Assist residents with any additional...

Compliance Manager

Douglas Elliman Property Management

New York, NY

Requirements Ensure compliance with all regulatory requirements for a mix of sites that include both Section 8, LIHTC units, Public Housing Authoritys (PHA) regulatory and leasing requirements for a Section 8 Project Based Vouche...

Compliance Manager On-site Queens

Douglas Elliman Property Management

New York, NY

Requirements Ensure compliance with all regulatory requirements for a mix of sites that include both Section 8, LIHTC units, Public Housing Authority?s (PHA) regulatory and leasing requirements for a Section 8 Project Based Vouche...

HUD Compliance Manager (Residential Compliance)

L+M Development Partners

New York, NY

Directly supervise Compliance Specialists. Ensure appropriate leases are signed by residents. Submit leases online to PHA in a timely manner. Ensure lease charge adjustments are updated based on PHA rent determination. Complete an...

Capital Markets Compliance Manager, VP

Strategic Resource Partners, Inc.

New York, NY

Assist with the design and execution of regulatory compliance testing for Capital Markets business; test compliance with policies and standards and identify key risk control gaps and deficiencies. Work with the business supervisio...

Manager, Vendor Compliance

Amex

New York, NY

$90,000 - $165,000 a year

Work closely with CA&Cs Third Party Relationship Managers (TRMs), Global Supply Management (GSM), TLM Center of Excellence (TLM COE), Third party Information Security Team (TSM) and other subject matter risk experts to complete t...