Associate Compliance Analyst jobs in Charlotte, NC
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COMPLIANCE ANALYST
Support the centralized monitoring program by performing risk-based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violation...
| Company | Allspring |
|---|---|
| Address | Charlotte, NC |
| Category | Information Technology |
| Job type | Full-Time |
| Date Posted | 2 months ago See detail |
Compliance Analyst
Allspring
Charlotte, NC
Support the centralized monitoring program by performing risk-based testing and oversight reviews, electronic communication monitoring, and market abuse testing. Identify, escalate, address, and validate potential policy violation...
2 months ago seen See more...
- View all Allspring jobs - jobs in Charlotte, NC
Sr. Compliance Analyst (Charlotte, NC (Hybrid) or Remote)
Brighthouse Financial
Charlotte, NC
$64.6K - $81.8K a year
Ranked by 2022 admitted assets. Bests Review: Top 200 U.S. Life/Health Insurers. AM Best, 2023....
2 months ago seen See more...
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SAP Security and Compliance Business Analyst
Inspyr Solutions
Charlotte, NC
$45-$53 per hour
Develop and maintain documentation related to role design, access controls, and audit findings.Compliance and Reporting: Stay updated on industry regulations and standards relevant to SAP Security and Compliance. As a national exp...
2 months ago seen See more...
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Investment Senior Analyst / Associate
Generate Ubiquity Management Llc
Charlotte, NC
Perform quantitative and qualitative analysis on prospective direct equity investments. Contribute to various tasks related to investment sourcing, value creation, monitoring investments, and broader marketing efforts. Assist in t...
2 months ago seen See more...
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