Private Wealth Service Associate

Private Wealth Service Associate

Fortify Capital is a team of experienced professionals in the field of wealth management advisory services. As a mature and dynamic firm, the team is dedicated to providing high-end investment and financial planning services to our clients. Fortify Capital is looking for a Private Wealth Service Associate who is energetic, detail-minded and business oriented. The ideal candidate will thrive in a collaborative setting. The team values self-motivation and exceptional problem solving and analytical skills.

The Fortify Capital team is comprised of individual who are passionate about helping their clients achieve their financial goals and are committed to providing the highest level of service and expertise to ensure our clients success.

Role:

The primary role of the Private Wealth Service Associate works closely with advisors and team members to support our clients.

Responsibilities

o Service and maintain book of business

o Assist in the trading of assets in accounts to include portfolio rebalancing, distributions and tax loss harvesting

o Assist in monitoring asset/security level variance including fixed income maturity and credit ratings

o Coordination of multiple transactions from various accounts and sources to achieve specific results (Account Opening and Account maintenance and asset movement)

o Understanding of various types of strategies with ability to provide execution support across multiple investment platforms

o Ensure compliance by maintain electronic client files with detailed notes of processing history

o Successfully assist in the preparation of quarterly review, including conducting attribution analysis and making portfolio recommendations that align with the overall investment strategy and goals

o Review and respond to compliance alerts

o Ensure compliance by monitoring and responding to alerts, identifying, and resolving issues in a timely manner

o Deliver high quality written and verbal correspondence to both clients and internal staff, showcasing excellent communication skills

o Resolve client inquiries in a timely and effective manner

o Contribute to internal workflow system upgrades and development to improve operational efficiency

o Perform any additional tasks and responsibilities deemed appropriate by advisors and directors, demonstrating a willingness to adapt and contribute to the team’s overall success

Required Qualifications:

o Bachelor’s degree in Business, Finance and/or equivalent

o FINRA Registration (Series 7, 63 or 66)

o Working towards CFP, CIMA or WMCP

• 5-7 years of Investment Operations experience

o California Life & Health license (or must obtain within 45 days of employment)

Benefits:

At Fortify Capital, we understand that our team members are the foundation of our success, and we strive to provide a comprehensive benefits package that reflects our commitment to you. We believe that by investing in our team, we are investing in the success of our firm, and we are committed to providing our team members with the resources and support they need to thrive.

· A competitive base salary commensurate to experience

· 100% medical, dental, and disability insurance provided by employer

· Profit-sharing plan

· Employer-sponsored licensing, professional development, and education opportunities

· Paid vacation, sick, and holiday pay

Job Type: Full-time

Pay: $80,000.00 - $100,000.00 per year

Benefits:

• 401(k)
• Dental insurance
• Health insurance
• Paid training
• Professional development assistance
• Vision insurance

Compensation package:

• Bonus opportunities

Weekly schedule:

• Monday to Friday

Work setting:

• Hybrid work
• Office

Ability to Relocate:

• Los Angeles, CA 90025: Relocate before starting work (Required)

Work Location: Hybrid remote in Los Angeles, CA 90025