Compliance Specialist Ii

Role:

Assists client credit unions in the development and maintenance of their compliance programs. Provides comprehensive compliance assistance to client credit unions.

Major Duties and Responsibilities:

Aux Compliance

• Work with client credit unions in developing and maintaining their compliance programs.
• Review client credit unions' compliance procedures to ensure compliance with applicable federal and state laws and regulations.
• Evaluate and recommend changes to procedures, forms, advertising and marketing materials, etc. to improve compliance with applicable laws and regulations.
• Assist client credit unions with implementation of new and amended laws and regulations affecting credit unions, including updating policies and procedures to reflect those changes.
• Respond to questions and/or provide information upon request (internal and external).
• Develop and maintain compliance training materials and conduct training sessions for client credit unions and other credit union organizations.
• Analyze new and pending laws and regulations that will affect credit union operations.
• Assist in development, review, and update of policies and procedures which affect compliance operations of client credit unions to ensure compliance with applicable Federal and State laws and regulations.
• Maintain central records and documentation of compliance oversight materials related to credit unions under contract. Maintain security and confidentiality of all materials kept for credit unions under contract. Coordinate information and resources with the VP of Compliance and other staff as appropriate in accomplishing goals.
• Conduct independent tests/reviews and risk assessments on various compliance topics
• Assist contract credit unions in special projects.
• Other duties as assigned.

Knowledge, Skills, and Environment

Work Experience: Two to five years of similar or related experience.

Education: A four-year college degree or equivalent experience. Completed, or agree to complete, Compliance and Bank Secrecy Act certification programs within two years of hire date.

Disclaimer:This Job Description is not a complete statement of all duties and responsibilities comprising this position.