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Form of workAre you ready to make an impact at DTCC?
Do you want to work on innovative projects, collaborate with a dynamic and supportive team, and receive investment in your professional development? At DTCC, we are at the forefront of innovation in the financial markets. We're committed to helping our employees grow and succeed. We believe that you have the skills and drive to make a real impact. We foster a thriving internal community and are committed to creating a workplace that looks like the world that we serve.
Pay and Benefits:
- Competitive compensation, including base pay and annual incentive
- Comprehensive health and life insurance and well-being benefits, based on location
- Pension / Retirement benefits
- Paid Time Off and Personal/Family Care, and other leaves of absence when needed to support your physical, financial, and emotional well-being.
- DTCC offers a flexible/hybrid model of 3 days onsite and 2 days remote (onsite Tuesdays, Wednesdays and a third day unique to each team or employee).
The Impact you will have in this role:
Being a member of the Compliance team, you will work within the regulatory framework and compliance requirements. The Compliance Department is dedicated to preserving the safety and soundness of its operations by protecting DTCC's reputation in the global financial community and complying with applicable laws and regulations. Its main responsibility is the development and maintenance of DTCC's Compliance Program and to provide enterprise-wide oversight support to DTCC's subsidiaries and business areas. Being an Associate Director on the Compliance Risk Assessment and Testing team, you will risk assess and test controls for adherence to regulatory requirement and industry standards, while managing a dynamic team with members in different locations.
Your Primary Responsibilities:
- Interfaces and builds relationships with the business and support functions to understand tactical and big picture issues in the organization
- Develops and executes Risk Assessments to identify and evaluate Compliance Risks at DTCC
- Develops and completes test plans to assess the effectiveness of the control environment established by DTCC to comply with applicable laws and regulations
- Identifies control deficiencies, evaluates the impact, and assists the business with identifying sustainable corrective actions
- Documents work performed clearly and concisely and prepares well-written reports
**NOTE: The Primary Responsibilities of this role are not limited to the details above. **
Qualifications:
- Bachelor's degree preferred with minimum 5 years of related experience.
Talents Needed for Success:
- Previous experience in compliance testing or auditing required
- Previous experience in risk executing assessments (for example: Compliance Risk Self-Assessments (CRSAs), Operational Risk Assessments, Internal Audit Risk Assessments, etc.)
- Advanced knowledge of and ability to interpret financial services industry regulatory requirements
- Highly flexible, able to change direction based on business needs, and multi-project oriented
- Ability to collaborate with various levels of management
The salary range is indicative for roles at the same level within DTCC across all US locations. Actual salary is determined based on the role, location, individual experience, skills, and other considerations. We are an equal opportunity employer and value diversity at our company. We do not discriminate on the basis of race, religion, color, national origin, sex, gender, gender expression, sexual orientation, age, marital status, veteran status, or disability status. We will ensure that individuals with disabilities are provided reasonable accommodation to participate in the job application or interview process, to perform essential job functions, and to receive other benefits and privileges of employment. Please contact us to request accommodation.
