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Form of workJob Description
Compliance QA Analyst Consultant Temp
located onsite in Manhattan with a foreign bank
Job Requirements:
located onsite in Manhattan with a foreign bank
Job Requirements:
- Bachelor's degree or above;
- 3-10 years of transaction monitoring experience (prefer experience with correspondent banking/intermediary wires) including alert review, case investigation, knowledge of BSA and AML background; Experience with completing/reviewing KYC files and has an understanding of BSA, AML, and OFAC laws.
- Working knowledge of Microsoft Office products especially Word and Excel.
- CAMS preferred
- Mantas experience preferred
- Perform Quality Assurance reviews of customer KYC files for new account openings, periodic-refresh of existing customers, off-boarded customers, and trigger-based events.
- Ensure that customer files are complete, up-to-date, accurate, and consistent with the Bank’s customer onboarding and maintenance procedures and applicable regulatory requirements.
- Responsible for documenting file reviews and maintaining an internal tracking log for items requiring remediation.
- Perform Quality Assurance reviews of Transaction Monitoring/ Intermediary Wire alerts/cases/SARs ensuring correct alert/case/SAR dispositions, identifying trends, and identifying the applicability of scenario objectives.
