Must have compliance software experience to be considered
Open to evaluating consultants with competitor software to Star Compliance; including Nitrogen, MyComplianceOffice, Orion Risk Intelligence, ComplySci, SAS Fraud, Anti-Money Laundering & Security Intelligence, Quantum Beacon, SaaS Risk Modeling, FactSet Portfolio & Risk Analytics, Stratify Prism
Description:
Responsibilities
• Organize system standards with company guidelines for the automated delivery and receipt of periodic reporting. Analyze large data sets to evaluate and summarize issues relating to personal trading, potential conflicts, and required certifications
• Ensure that outside vendor supplied information is accurately transmitted and stored into StarCompliance
• create an update policies and procedures using a risk based approach to address changes to the business, regulations, regulatory priorities, products, or to align with best practices
• Develop and manage processes, procedures, and workflows to ensure accuracy and timeliness of reporting and requests, which may include performance and other types of data.
• Serve as a resource to the business on compliance considerations and solutions in areas of expertise
• Resolve or recommend resolution for compliance issues depending on materiality
• Perform a wide range of established and ad hoc reporting and requests for internal and external parties, including clients and potential clients
How you will make an impact:
• Experience mapping and documenting system to system data integrations
• Resolve Business User requests and production issues.
• Data integration development required.
• API/CSV/JSON/XML file source experience required.
• Demonstrates growth mindset and ability to learn emerging data technologies.
• Strong Data analysis skills
Skills:
StarCompliance, FINRA, Data Integration, Azure Pipelines
About TEKsystems:We're partners in transformation. We help clients activate ideas and solutions to take advantage of a new world of opportunity. We are a team of 80,000 strong, working with over 6,000 clients, including 80% of the Fortune 500, across North America, Europe and Asia. As an industry leader in Full-Stack Technology Services, Talent Services, and real-world application, we work with progressive leaders to drive change. That's the power of true partnership. TEKsystems is an Allegis Group company.
The company is an equal opportunity employer and will consider all applications without regards to race, sex, age, color, religion, national origin, veteran status, disability, sexual orientation, gender identity, genetic information or any characteristic protected by law.