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Form of workWedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and Advanced Clearing & Prime Services divisions. Headquartered in Los Angeles, California with over 100 offices and more than 80 correspondent offices, our commitment to providing relentless, customized service is the foundation of our consistent growth.
We have an immediate opening for a talented Credit Analyst to join our team in our Los Angeles office. This career path could lead to supervisory and management-level credit and securities operation opportunities.
Primary Responsibilities include, but are not limited to:
- Analyze and review client accounts and account activity
- Apply regulatory and firm exposure rules and regulations
- Review and monitor trading activity
- Engage with Branches and Operations, and support internal stakeholders in Regional Offices, Financial Reporting, Risk, and Operations Teams
- Support fast paced Wealth Management Branch business
- Issue daily notices and process payouts and transfers within firm or outside firm
- Responsible for approving and entering wires, ACH and journal requests
- Assist with other financial operations
- Perform other tasks and duties as required and assigned
- Bachelor's Degree from an accredited university, preferably in Business, Finance, or other related fields
- 2-years' minimum experience in Credit or Margin required
- Knowledge of margin day trading, cash restrictions, violations, short option calculations, margin regulatory exceptions relative to REGT and FINRA 4210
- Strong computer/software skills and ability to learn new and proprietary software
- Experience in Regulation T and 4210 Margin requirements
- BETA or FIS SCM Credit platforms experience a plus
- Proficient in Microsoft Office (Outlook, Word, Excel, PowerPoint)
- Strong analytical, problem-solving, and critical-thinking skills
- Strong verbal and written communication skills
- Organized, detail oriented, ability to prioritize daily work flow, and ability to work independently
What Wedbush Offers You
Wedbush Securities (WS) aims to foster a culture of inclusion where all Colleagues are valued for their unique contributions to the firm provided equal opportunities to succeed. As part of the overall compensation package, WS offers a diverse array of benefits to our Colleagues.
- Comprehensive medical, dental, and vision coverage with multiple health plan options
- Health Savings Account (HSA) with company-sponsored contributions
- Flexible Spending Accounts (FSA) traditional and dependent care
- Pre-Tax Commuter Benefits
- 401(k) Plan: competitive discretionary company matching and profit-sharing contributions
- Tuition reimbursement ($5,250 max per year)
- Paid Time Off: Vacation, Sick Time, Holidays
- Charitable Donation Matching Contributions
- Paid Leave: Parental Bonding, Jury Duty, Volunteer Time Off, Military, Disability, etc.
- FINRA License Sponsorship
- Travel & Employee Assistance and Employee Discount Programs
The reasonable estimate of the compensation range for this role has not been adjusted for the applicable geographic location. A reasonable estimate of the current range is $65,000-$75,000. Colleagues may be eligible for additional, discretionary incentive compensation based on the colleague's and the firm's performance. At Wedbush, it is not typical for an individual to be hired at, or near, the top of the range for their role. Decisions regarding compensation are determined on a case-by-case basis and are dependent on a variety of factors including but not limited to location; skill sets; experience and training; licensure and certifications; and other business and organizational needs.
Wedbush uses E-Verify, an Internet-based system, to confirm the eligibility of all newly hired employees to work in the United States. Learn more about E-Verify, including your rights and responsibilities here https://www.e-verify.gov/employees/e-verify-overview
