Ugm Regulatory Risk Specialist

Do you have a passion for solving problems and a desire to do impactful work? Are you excited by supporting multiple businesses across the Americas? As a Regulatory Risk Specialist for Unified Global Markets (UGM) Americas, you'll:
Lead Best Execution and Trade Reporting Forums across Equities, Fixed Income, and listed derivatives
Assist in regulatory reviews, including Audit requests, regulatory inquiries, and regulatory examinations.
Proactively identify opportunities and implement solutions to streamline surveillance and supervisory capabilities.
Contribute to enhancing best execution and trade reporting
Partner with the business and technology in connection with business change initiatives, ensuring business and technology practices remain compliant with regulatory requirements.
Manage and/or support UGM functional projects