Sr Compliance Examiner

Aqua Finance, Inc brings your career aspirations to life to create a happier YOU!
Focused on finding you a place where you belong, Aqua Finance works with each individual’s strengths and goals to produce a career that you love OR excel in the one you have already chosen!
Is this You?
Aqua Finance is seeking a talented, energetic, and detail-oriented Senior Compliance Examinerwho will be responsible for activities associated with the implementation of the CMS (Compliance Management System), including risk assessments, testing and monitoring, report writing, issues management, corrective action and leading remediation activities.
Flexible work option: Although working at our Headquarters location in Wausau, WI is preferred, you can choose to work from your own home office space within the United States (remote).

We Work Every Day to Uphold a Culture Where We Aim to be Your Dream Employer!

• Experience the joy of effective teamwork and caring leaders
• We’re committed to growing the capabilities of our people and will provide the platform to do amazing things!
• We supply generous time off to foster a healthy Work/Life Balance – “You can’t do a good job if your job is all you do.” – Katie Thurmes
• Want to give back to your community? We offer paid volunteer time off and donation opportunities for local non-profit organizations.
• You Will feel Appreciated!

As a Senior Compliance Examiner, you will be responsible for:

• Performing regulatory compliance testing to determine if line-of-business units or functional areas follow consumer finance regulations. Plan and execute follow-up work in a timely manner to ensure adequate remediation of gaps
• Creating accurate, logical work papers that clearly describe the work performed, the results of testing, and analysis
• Identifying gaps and recommend new and/or revised policies and procedures, and monitoring methods
• Analyzing the consumer compliance risk assessment to determine the scope of exams
• Developing recommendations for corrective actions based on review findings, and partner with the business unit to refine recommendations

To be successful as a Senior Compliance Examiner, you will need to possess:

• Knowledge of all retail lending laws/regulations (Non-Mortgage - TILA, ECOA, FCRA, FDCPA, EFTA, ESIGN, GLBA, MLA, SCRA, TCPA, UDAAP, etc.) and regulatory advisories applicable to the financial services industry
• Ability to perform testing and monitoring for compliance with consumer related regulations, laws or areas in a timely manner
• Analytical skills to identify root causes of deficiencies and to summarize and apply complex regulatory requirements to current processes
• Attention to detail and accuracy
• Excellent verbal and written communication skills
• Ability to communicate effectively with team members as well as members of the business units
• Ability to execute in a fast paced, high demand environment while balancing multiple priorities in a timely manner
• Proficiency using Microsoft Office software including Excel, Word, PowerPoint
• Proficiency using Jira / Confluence a plus

Education Requirements

• Bachelor’s Degree in related field or any combination of equivalent experience.

Experience Requirements

• Knowledge of all retail lending laws/regulations (Non-Mortgage - TILA, ECOA, FCRA, FDCPA, EFTA, ESIGN, GLBA, MLA, SCRA, TCPA, UDAAP, etc.) and regulatory advisories applicable to the financial services industry
• Related financial services industry experience (consumer lending compliance), minimum 3 years’ experience in related consumer compliance financial services/testing/auditing.

Certifications And Licenses

• CRCM a bonus!

Who We Are
Born in the Midwest, we serve communities across the country by providing flexible, indirect lending options for customers who are looking to finance their dream home improvement project or finance a boat, RV or other recreational power sports. Aqua Finance focuses on what matters most, creating an unmatched experience for our partners, teammates, and the customers we serve.

Compensation:
The salary range for this position is between $70,300 - $112,500 annually