Senior Audit Manager

Ameriprise Financial is looking to add a Senior Audit Manager to the team! Responsibilities include planning and performing complex portions of the Risk & Control Services plan, including concurrent audit and SOX/MAR/FDICIA compliance activities, as well as communicating objectives and results to various levels of management.

Key Responsibilities:

• Identify control deficiencies, assess exposure and significance, and propose cost effective recommendations.

• Follow a structured approach to evaluate and improve the effectiveness of risk management, control, and governance processes.

• Oversee and validate Management Action Plan status and recommend closure of Management Action Plans when actions are complete and identified deficiency has been addressed.

• Supervise and lead assigned projects and provide leadership to peers and others as needed in the work assigned.

• Own the scope, schedule, and deliverables of assigned work.

• Proactively communicate and escalate challenges and roadblocks that impact ability to meet established timelines.

• Coordinate with the appropriate control groups in planning and performing assigned work.

• Complete risk assessments in conformance with department standards, generally in complex areas.

• Recommend changes to Risk and Control Services plan to focus efforts on risk areas and provide value to stakeholders.

• Recommend changes to Risk and Control Services processes and methodologies, as appropriate.

Required Qualifications

• Bachelor's degree

• 5+ years of experience

• Experience with leading multiple projects.

• Expanded knowledge/understanding across multiple lines of business and/or develop knowledge/understanding in critical subject matter area.

• Ability to transfer knowledge and assist others to expand audit skills and business knowledge.

• Ability to coordinate with appropriate control groups in planning and performing assigned work.

• Proven knowledge and accurate application of control and audit theory

Preferred Qualifications

• Finance or Accounting degree

• Certifications in CIA, CISA, CPA, CFSA

• Financial Services and Banking experience

• Broker-Dealer experience

About Our Company
We’re a diversified financial services leader with more than $1 trillion in assets under management and administration. Our team of 20,000 people in more than 20 countries advise, manage and protect the assets and income of more than 2 million individual, small business and institutional clients. We are a long-standing leader in financial planning and advice, a global asset manager and an insurer. Our unwavering focus on our clients and strong financial foundation connects each of our unique businesses - Ameriprise Financial Services, Columbia Threadneedle Investments and RiverSource Insurance and Annuities. Here, we foster meaningful careers, invest in the future, and make a difference for clients, institutions and communities around the world.

Full time

Exempt

Finance

FIN Finance