Wealth Management Risk jobs in New York, NY

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CLIENT SERVICES ASSISTANT, WEALTH MANAGEMENT

Assist with administrative tasks including answering phones, typing correspondence, copying, filing, binding presentations, and the preparation of travel & expense reports. Assist with marketing responsibilities including mass mai...

CompanyNeuberger Berman
AddressNew York, NY
CategoryInformation Technology
Salary$60,000 - $80,000 a year
Job typeFull-time
Date Posted yesterday See detail

Client Services Assistant, Wealth Management

Neuberger Berman

New York, NY

$60,000 - $80,000 a year

Assist with administrative tasks including answering phones, typing correspondence, copying, filing, binding presentations, and the preparation of travel & expense reports. Assist with marketing responsibilities including mass mai...

Wealth Management Investments Team Operations Analyst

Jefferies & Company, Inc.

New York, NY

$85,000 - $105,000 a year

Assist team with onboarding & continuous monitoring of accounts on our vendor platforms Work directly with vendors to resolve any issues related to account management, trading, reporting, billing, etc. Work independently and colla...

Dir-Risk Management

Moody's

New York, NY

$160,100 - $232,100 a year

Lead and support MAs SOC1, SOC2, C5 audits and readiness assessments. This includes collaborating with product teams and gathering relevant documentation, conducting internal assessments, and liaising with external auditors Lead...

Business Systems Analyst (Wealth Management. Retirement Planning, 401k)

Iconma

Jersey City, NJ

Business Systems Analyst for Institutional and Personal Retirement Technology.. Hands on analyst to work in an Agile environment, helping to document business requirements and partner / design technical flows/solutions.. 6-10+ yea...

Principal Auditor, Credit Risk Management (Hybrid)

Capital One

New York, NY

Lead small audits, or own completion of significant components of larger audits.. Develop engagement planning documentation for assigned areas to communicate rationale for scoping decisions, and develop audit programs to ensure ad...

Sr. Manager, Technology Change Risk Oversight

Capital One

New York, NY

Provide technical leadership in assessing the practices of designing, developing, testing and implementing cloud native solutions to crucial business problems through thoughtful use of industry best practices and Capital One polic...

Market Operations and Account Services Associate (Account Risk Management Associate)

York State Department Of Labor

New York, NY

Monitor and analyze payment activity to ensure compliance with OFAC requirements and Bank and CBIAS AML policy.. Develop and maintain customer profiles that identify key areas of activity and potential transactional risk using a v...

Financial Risk Management - Capital Management and Stress Testing - Manager

Ernst & Young Llp

New York, NY

Competitive

Structuring and planning projects in the Capital Management, Stress Testing, and planning space across a broad range of areas, including, CCAR, RRP, B3E, regulatory capital, and other Capital Management and Stress Testing activiti...

Regulatory Compliance Risk Senior Manager

York State Department Of Labor

New York, NY

Perform engagement oversight responsibilities, including performance reviews, task delegation, project scheduling, project financials, quality review and client management. Lead and support business development activities, such as...

Tech Risk and Controls Lead -Regulatory Change Management

Jpmorgan Chase & Co.

Jersey City, NJ

Ensure effective identification, quantification, communication, and management of technology risk, focusing on root cause analysis and resolution recommendations. Develop and maintain robust relationships, becoming a trusted partn...

Tech Risk and Controld Lead - Regulatory Change Management Lead

Jpmorgan Chase & Co.

Jersey City, NJ

Ensure effective identification, quantification, communication, and management of technology risk, focusing on root cause analysis and resolution recommendations. Develop and maintain robust relationships, becoming a trusted partn...

Vendor Risk Manager - Data Supplier SME - Chief Risk Office

Bloomberg

New York, NY

Conduct assessments, continuously monitor and report on data quality, resilience, security, and privacy risks across our Data Supplier portfolio. Coordinate risk mitigation activities with Product and Data teams, consulting with p...

Risk Management CPA Licensing Associate

York State Department Of Labor

New York, NY

Applies knowledge and understanding of firms processes, resources and tools to effectively support functional teams and customers. Facilitates and strongly drives the process to completion by following up on requests and assistin...

Risk Management CPA Licensing Associate

York State Department Of Labor

New York, NY

Applies knowledge and understanding of firms processes, resources and tools to effectively support functional teams and customers. Facilitates and strongly drives the process to completion by following up on requests and assistin...

Risk Consulting - Resiliency- Manager - Multiple Cities

York State Department Of Labor

New York, NY

Provide guidance and share knowledge with team members and participate in performing procedures especially focusing on complex, judgmental and/or specialized technology issues. Work with the team and the client to create plans for...

Risk Consulting - Cyber- Manager - Multiple Cities 1

York State Department Of Labor

New York, NY

Provide guidance and share knowledge with team members and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues. Work with the team and the client to create plans for accomplish...

Risk Consulting - Cloud - Manager - Multiple Cities

York State Department Of Labor

New York, NY

Provide guidance and share knowledge with team members and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues. Work with the team and the client to create plans for accomplish...

Risk Consulting - Cyber- Manager - Multiple Cities 1

York State Department Of Labor

New York, NY

Provide guidance and share knowledge with team members and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues. Work with the team and the client to create plans for accomplish...

Risk Management CPA Licensing Associate

York State Department Of Labor

New York, NY

Applies knowledge and understanding of firms processes, resources and tools to effectively support functional teams and customers. Facilitates and strongly drives the process to completion by following up on requests and assistin...

Risk Consulting - Resiliency- Manager - Multiple Cities

York State Department Of Labor

New York, NY

Provide guidance and share knowledge with team members and participate in performing procedures especially focusing on complex, judgmental and/or specialized technology issues. Work with the team and the client to create plans for...

Risk Management CPA Licensing Associate

York State Department Of Labor

New York, NY

Applies knowledge and understanding of firms processes, resources and tools to effectively support functional teams and customers. Facilitates and strongly drives the process to completion by following up on requests and assistin...

Senior Manager AI/ML Risk Guide - Enterprise Services Risk Office

Capital One

New York, NY

Develop and execute AI/MLRisk Office vision and deliver on enterprise and team objectives by working with the AI/ML risk team. Lead AI/ML Product and Tech teams to deliver on the identification and development of risks, issues, a...

Risk Consulting - Cloud - Manager - Multiple Cities

York State Department Of Labor

New York, NY

Provide guidance and share knowledge with team members and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues. Work with the team and the client to create plans for accomplish...

Risk Consulting - Cloud - Manager - Multiple Cities 1

York State Department Of Labor

New York, NY

Provide guidance and share knowledge with team members and participate in performing procedures especially focusing on complex, judgmental and/or specialized issues. Work with the team and the client to create plans for accomplish...

Risk Management CPA Licensing Associate

York State Department Of Labor

New York, NY

Applies knowledge and understanding of firms processes, resources and tools to effectively support functional teams and customers. Facilitates and strongly drives the process to completion by following up on requests and assistin...

Vice President, Model Risk Management II

Bny Mellon

New York, NY

The Bank of New York Mellon seeks a Vice President, Model Risk Management II in New York, NY, to contribute to highly visible enterprise-wide model development function in the organization. REQUIREMENTS:Master's degree, or foreign...

VP, e-trading - Firm Risk Management

Morgan Stanley

New York, NY

The role will cover electronic trading across all asset classes including cash, derivatives, equity and fixed income products. Escalate emerging or developing risks as the technological landscape evolvesExperience An excellent ac...

Fixed Income, Contractual Terms Risk Management - Associate/VP

Morgan Stanley

New York, NY

Professionals in the Division assess and actively manage risk, trade securities and structure, as well as execute innovative transactions in the fast-paced and constantly changing global markets.The Firm is seeking either an Assoc...

Sr. Associate, CIB Operational Risk Management - Payment System Risk

Santander Holdings Usa Inc

New York, NY

Associate, CIB Operational Risk Management - Payment System RiskNew York, United States of AmericaThe Sr. PowerBI & Tableau experience a plus.Certifications such as Certified Risk and Compliance Management Professional (CRCMP) or...

Vice President, Model Risk Management Validation - Market Risk Models

Morgan Stanley

New York, NY

Background on the PositionMRM professionals in New York, London, Budapest, Frankfurt, Mumbai and Tokyo work closely with business quantitative strategists, risk analytics, risk managers and financial controllers. Consequently, our...