Trade Compliance jobs in New York, NY
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SR. ANALYST, TRADE COMPLIANCE - COACHTOPIA
All category classification and duty advisement, which can include product, visual merchandise, raw materials, and more. This includes ensuring classification system requirements are properly met from other teams such as product d...
| Company | Coach |
|---|---|
| Address | New York, NY |
| Category | Sales/marketing |
| Job type | Permanent |
| Date Posted | 2 weeks ago See detail |
Sr. Analyst, Trade Compliance - Coachtopia
Coach
New York, NY
All category classification and duty advisement, which can include product, visual merchandise, raw materials, and more. This includes ensuring classification system requirements are properly met from other teams such as product d...
2 weeks ago seen See more...
- View all Coach jobs - jobs in New York, NY
Trading Compliance Manager, Vice President, Hybrid
State Street
New York, NY
Not disclosed
Coordinate with various internal and external constituents to ensure accurate trade and execution reporting to the SEC, FINRA and various SROs regarding applicable trade reporting requirements including TRACE, MSRB, and CAT. Impl...
4 weeks ago seen See more...
- View all State Street jobs - jobs in New York, NY
Compliance Manager - Trading
Bp Energy
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
2 weeks ago seen See more...
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Attorney, VP - Credit Trading Compliance
Blackstone
New York, NY
Manage confidential information within the Blackstone Credit & Insurance business, across Blackstone business units and externally, including information which potentially constitutes material non-public information ("MNPI") or de...
a month ago seen See more...
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Attorney, AVP - Credit Trading Compliance
Blackstone
New York, NY
Manage confidential information within the Blackstone Credit & Insurance business, across Blackstone business units and externally, including information which potentially constitutes material non-public information ("MNPI") or de...
a month ago seen See more...
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Trading Compliance Intern
Otc Markets Group Inc
New York, NY
Assist the CCO in a variety of compliance related tasks. Review and analyze trading data and other data sets. Assist in maintaining certain documentation for compliance oversight data. Partner with the Chief Compliance Officer and...
2 months ago seen See more...
- View all Otc Markets Group Inc jobs - jobs in New York, NY
Compliance Manager - Trading
Pix11
New York, NY
The position reports to the Senior Compliance Manager and is primarily responsible for performing surveillance of business activities, influencing culture, delivering training and providing guidance to the business to ensure compl...
3 weeks ago seen See more...
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Senior Compliance Officer - Control Room & Employee Trading (Hybrid - New York)
York State Department Of Labor
New York, NY
Develop policies, systems and controls for the administration of Control Room functions with particular focus on Employee Trading and related monitoring and surveillance. Assist in the implementation of the firm's watch and restri...
a month ago seen See more...
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