TogetHR Consulting jobs
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COMPLIANCE OFFICER
5+ years in the financial services industry, 3+ years in compliance Life/VA insurance licensing Comfortable handling confidential information Multi-tasking and time management skills Ability to work well under limited supervision...
| Company | Togethr Consulting |
|---|---|
| Address | Louisville, KY |
| Category | Information Technology |
| Salary | $78.3K - $99.2K a year |
| Job type | Full-time |
| Date Posted | 4 weeks ago See detail |
Compliance Officer
Togethr Consulting
Louisville, KY
$78.3K - $99.2K a year
5+ years in the financial services industry, 3+ years in compliance Life/VA insurance licensing Comfortable handling confidential information Multi-tasking and time management skills Ability to work well under limited supervision...
4 weeks ago seen See more...
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Compliance Officer
Togethr Consulting
Remote
$75,000 - $100,000 a year
Registrations, including background checks, filing U4s/U5s, answering any FINRA/State inquiries;. Suitability reviews. Advertising and marketing approvals. Review of emails. Review of personal securities transactions and outside b...
2 months ago seen See more...
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