Risk / Compliance jobs

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AUDIT SUPERVISOR €“ COMPLIANCE AND OPERATIONAL RISK

Experience with Compliance and Operational Risk Framework related risks and a solid business understanding of financial services industry. Perform Compliance and Operational Risk audits at the enterprise level as well as other div...

CompanyBank Of America
AddressCharlotte, NC
CategoryAccounting/Finance
Salary$100,000 - $124,600 a year
Job typeFull-time
Date Posted a month ago See detail

Audit Supervisor – Compliance and Operational Risk

Bank Of America

Charlotte, NC

$100,000 - $124,600 a year

Experience with Compliance and Operational Risk Framework related risks and a solid business understanding of financial services industry. Perform Compliance and Operational Risk audits at the enterprise level as well as other div...

Global Financial Crimes Compliance and Operational Risk Manager

Bank Of America

Charlotte, NC

$135K - $171K a year

Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...

Associate Manager, Information Security Risk and Compliance

Sc Johnson

United States

Develop and provide oversight of Information Security assurance processes/controls to achieve SGC desired goals.. Provide updates on roadmap and project execution and creating artifacts to enable monitoring and reporting, includin...

Senior Information Security Governance - Risk and Compliance Analyst

Snowflake

United States

Ensure relevant cybersecurity risks identified are captured in the risk register and keep it updated with the related information. Facilitate risk decomposition (scenario generation) activities with the relevant key stakeholders a...

Vice President Treasury Risk and Compliance Assurance

Hsbc

New York, NY

Lead assigned assurance reviews to ensure timely and quality execution of the reviews while adhering to internal policies and procedures. This will include engaging, testing and providing feedback to the team on review activities...

Compliance and Operational Risk Manager- Global Corporate and Investment Banking

Bank Of America

New York, NY

7+ Years Experience. Bachelors Degree; May require regulatory examination/registration or certification depending on jurisdiction and role. Financial Services or similarly regulated sector. Experience in a Control Room, front off...

Regional Sales Director - Governance, Risk & Compliance Team

Workiva

United States

Actively seek sales opportunities in collaboration with Inside Sales, account owners, and Partnerships to generate qualified opportunities. Present to Customers: Utilize information gathered during the needs analysis phase to deli...

BSA/AML Compliance Risk Supervising Examiner

Federal Reserve Bank

New York, NY

Evaluate and promote the overall safety and soundness of supervised institutions;. Ensure supervised institutions compliance with relevant laws and regulations, including consumer protection;. Facilitate the stability of the fina...

Financial Services Risk and Compliance Consulting Senior Manager

Ntt Data, Inc.

New York, NY

As a Risk and Compliance Consulting Senior Manager, you will work collaboratively as part of a client-facing team to deliver value to our clients and help them achieve their digital, data, and transformational goals. NTT DATA Serv...

Executive Reporting Manager - Risk and Compliance

Jpmorgan Chase & Co.

Plano, TX

Bachelors degree or equivalent experience. Proven experience as an Executive Reporting Manager or in a similar leadership role Lead and manage a team of 3-4 employees.Provide support and guidance, create a positive and motivating...

Risk and Compliance Coordinator - California, Full-Time Remote

Ufw Foundation

Bakersfield, CA

Analyzes insurance needs by identifying risk exposures and analyzing and classifying risks to provide optimum coverage, costs and claim settlements. Assists UFW Foundation staff in obtaining certificates of insurance, as needed fo...

Governance, Risk, and Compliance Lead

University Of Chicago

Michigan, United States

Leads implementation and maintenance of NIST risk management framework and 800-53 controls to manage security and privacy risks for the Unit.. Develops compliance strategy, and leads and executes various tasks based on those strat...

Expert Compliance & Risk Consultant

Pge

Santa Rosa, CA

Perform physical and documentation quality assessments of vehicle, trailer, and equipment maintenance, inspections, and repairs.. Meet with mechanics and leaders to address findings, escalate areas needing improvement, and help ed...

Compliance - Technology Operational Risk Management Lead - Vice President

Jpmorgan Chase & Co.

Plano, TX

Understand the key processes and controls performed within Consumer and Community Banking Technology. Perform independent assessment of Cybersecurity risks on Consumer and Community Banking Technology through CCORs monitoring pro...

Business Control Manager/Risk Manager (Audit, Risk, Compliance, Information Security)

Iconma

Jersey City, NJ

Must have Risk experience and excellent verbal and presentation skills. In this role, the Business Control Manager will initially lead the management of risk for up to two Technology Executives by partnering with the leadership an...

Director of Risk and Compliance

Tamr

Remote - Cambridge, MA

Collaborate Across Departments: Work closely with the leadership team and various departments, including our Software Reliability Engineering (SRE) and DevOps teams, to ensure optimal control design and implementation, making sign...

Area Sales Director - Governance, Risk & Compliance (GRC)

Workiva

United States

Develop personalized coaching plans and provide regular coaching sessions with each team member to discuss performance and provide feedback on areas for improvement. Mentor and encourage a growth mindset amongst the team. Identify...

Senior Consultant in Risk, Regulatory & Compliance

Sia Partners

San Francisco, CA

Project Manage and/or support on a range of client delivery, as part of an on-site or remote project team. Conduct effective meetings. Collaborate with internal and client project team members, and contribute to internal communica...

Vice President Risk and Compliance Assurance

Hsbc

United States

Lead assigned assurance reviews to ensure timely and quality execution of the reviews while adhering to internal policies and procedures. This will include engaging, testing and providing feedback to the team on review activities...

SVP, Corporate Compliance & Ethics and Risk Operations

Commonwealth Care Alliance

Boston, MA

Owns the design, development, implementation, ongoing enhancement and leadership of CCA's Corporate Compliance Ethics Program, which includes Code of Conduct and corporate ethics administration; Corporate Compliance investigations...

Director, Compliance Risk Management - Issues Management

Usaa.

Lorida, FL

Provides oversight and manages through changes in the regulatory environment. Oversees Compliance Risk Management activities in accordance with Bank and enterprise compliance standards. Directs the review and assessment of state a...

Compliance Risk Manager Lead - Privacy Advisor

Usaa.

Lorida, FL

Anticipates and identifies future needs, opportunities and potential compliance solutions, and leads cross-functional teams through the problem resolution process. Assesses results of data analyses, provides credible challenge and...

IT Principal - Risk and Compliance

Wec Energy Group

Milwaukee, WI

Support the management of priorities for compliance activities, develop, implement and maintain processes to sustain compliance for regulatory standards. Perform and advise on risk assessment techniques, change management, inciden...

Director, Enterprise Risk Governance & Compliance

East West Bank

Pasadena, CA

Establish and lead the strategy, direction, objectives, and operations. Lead the innovation and governance of our operational and strategic risks within the current environment, and in anticipation of changing regulations. Examine...

Compliance & Risk Consultant, Senior

Pge

Oakland, CA

Support the tracking, development, and delivery of high-quality data responses of moderate to high complexity. Work with subject matter experts on the development of data responses, which include but are not limited to communicati...

Privacy Risk and Compliance Manager

Meta

Seattle, WA

Provide strategic guidance and second line of defense oversight to improve company-wide processes to establish, measure and improve privacy practices. Solve complex business and security problems, while minimizing friction and max...

Governance, Risk, and Compliance Lead

University Of Chicago

Michigan, United States

Leads implementation and maintenance of NIST risk management framework and 800-53 controls to manage security and privacy risks for the Unit. Develops compliance strategy, and leads and executes various tasks based on those strate...

Security, Risk and Compliance Consultant

Sei

Philadelphia, PA

Compliance. Information Security. Risk Management. Data Privacy. Management or participation in Cybersecurity, Information Security, Risk, Compliance and/or Data Privacy Programs or ProjectsSample projects/programs could include b...

Director of Infromation Security, Risk and Compliance

S&P Global

New York, United States

Form partnerships and work closely with a variety of corporate and divisional groups. Seek information and work to influence approaches and outcomes driven by these groups.. Become familiar with the Cyber Risk and Compliance team...

IT Risk and Compliance Analyst

Atwork Personnel Services

Sacramento, CA

Conduct ongoing risk assessments to identify risks in the IT systems to identify weaknesses or vulnerabilities that could result in unauthorized access or pose a threat to IT systems. Develop and draft recommendations for mitigati...