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SR REGULATORY REPORTING ANALYST

Produce Regulatory Reports: Prepare the monthly FOCUS report (SEC Rule 15c3-1). Support Regulatory Reports: Assist in the practice of additional filings required or requested by regulatory agencies, including the Federal Reserve,...

CompanyLpl Financial Holdings, Inc.
AddressFort Mill, SC
CategoryInformation Technology
Job typeFull-Time
Date Posted 2 months ago See detail

Sr Regulatory Reporting Analyst

Lpl Financial Holdings, Inc.

Fort Mill, SC

Produce Regulatory Reports: Prepare the monthly FOCUS report (SEC Rule 15c3-1). Support Regulatory Reports: Assist in the practice of additional filings required or requested by regulatory agencies, including the Federal Reserve,...