Regulatory Officer jobs in New York, NY
Now available 3 results are consistent
Sort by:relevance - date
REGULATORY COMPLIANCE OFFICER
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
| Company | Piermont Bank |
|---|---|
| Address | New York, NY |
| Category | Information Technology |
| Job type | Full-Time |
| Date Posted | 23 hours ago See detail |
Regulatory Compliance Officer New
Piermont Bank
New York, NY
Daily Compliance . Establish, review, and monitor Bank's system of internal controls for ensuring Bank-wide compliance. Consult with Management and employees who have questions about compliance/monitoring related policies and proc...
23 hours ago seen See more...
- View all Piermont Bank jobs - jobs in New York, NY
Regulatory Officer - Associate
Sumitomo Mitsui Banking Corporation
New York, NY
$81,000 - $132,000 a year
Notifies senior management and other relevant personnel of upcoming examinations and advises on scope, focus of exam and expectations. Reviews document requests and previews with examiners to narrow and define focus of discovery....
4 weeks ago seen See more...
Regulatory Compliance Officer
Hsbc
New York, NY
Interacting with and advising business and functional areas across multiple regions on regulatory requirements related to trading futures on US exchanges. Assisting with review and challenge on responses to regulatory inquires and...
a month ago seen See more...
- View all Hsbc jobs - jobs in New York, NY
Account 
More