Regulatory Compliance Specialist jobs in Glendale, CA

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SENIOR ETHICS AND COMPLIANCE SPECIALIST

Manages the daily non-research components of the conflict-of-interest compliance program. Reviews and analyzes employee personal and financial disclosures for potential conflicts of interest. Investigates alleged violations of the...

CompanyUsc
AddressLos Angeles, CA
CategoryHuman Resources
Salary$114,854.70 - $140,000.00 a year
Date Posted 2 months ago See detail

Senior Ethics and Compliance Specialist

Usc

Los Angeles, CA

$114,854.70 - $140,000.00 a year

Manages the daily non-research components of the conflict-of-interest compliance program. Reviews and analyzes employee personal and financial disclosures for potential conflicts of interest. Investigates alleged violations of the...

Supervisor, AML/Regulatory Compliance Consulting

Rsm Global

Los Angeles, CA

Work individually or as part of a team to provide project execution on client engagements. Contribute to strong client relationships through positive client support and sound expertise. Demonstrate expertise in lending and deposit...