Regulatory Compliance Manager jobs in Rock Hill, SC

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AUDIT PROJECT MANAGER - REGULATORY COMPLIANCE

Bachelor's degree, or equivalent work experience. Typically more than eight years of applicable experience. Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assign...

CompanyU.s. Bank National Association
AddressCharlotte, NC
CategoryInformation Technology
Salary$116,280 - $150,480 a year
Job typeFull-time
Date Posted 2 months ago See detail

Audit Project Manager - Regulatory Compliance

U.s. Bank National Association

Charlotte, NC

$116,280 - $150,480 a year

Bachelor's degree, or equivalent work experience. Typically more than eight years of applicable experience. Considerable knowledge of applicable laws, regulations, financial services, and regulatory trends that impact their assign...

Global Financial Crimes Compliance and Operational Risk Manager

Bank Of America

Charlotte, NC

$135K - $171K a year

Assesses risks and effectiveness of Front Line Unit (FLU) processes and controls to ensure compliance with applicable laws, rules, and regulations, while responding to regulatory inquiries, other audits, and examinations Engages i...

Regulatory Reporting Manager

Bank Of America

Charlotte, NC

$126K - $160K a year

Detailed analysis and review of data reported on the FR Y-14Q, FR Y-9C, and FFIEC 031 Ensure the robustness of key reporting and process controls, including submission trend and variance analysis Establish working relationships wi...

Counsel Senior Manager - Legal Entity Governance: Public, Regulatory and Corporate Affairs

Wells Fargo

Charlotte, NC

Work on matters for the subsidiaries of Wells Fargo & Company, including support for all aspects of Legal Entity corporate governance, planning and preparing for board and committee meetings, overseeing board evaluations for subsi...

Senior Audit Manager - Wealth Management, Capital Markets and Commercial Compliance

U.s. Bank National Association

Charlotte, NC

$145,180 - $187,880 a year

Wealth Management laws and regulations (e.g., Broker Dealer, Trust Services, Wealth Management, Securities and Exchange Commission (SEC) Regulations, Financial Industry Regulatory Authority (FINRA) Regulations, 12CFR9 Regulation,...

Regulatory Reporting Submissions Manager

U.s. Bank National Association

Charlotte, NC

$145,180 - $187,880 a year

Full cycle creation and delivery of key credit related regulatory submission schedules including 14Qs and 14Ms for the commercial and retail portfolio. Full cycle creation and delivery of LCSC schedule Full cycle creation and de...

Financial Services Risk and Compliance Consulting Senior Manager

Hashmap

Charlotte, NC

$180,000 - $225,000 a year

Manage large scale projects with complex business or technical issues Contribute as a technical expert or advisor for one or more solution Participate on (and may lead) projects where analysis of programs, systems, or data require...