Hennion & Walsh, Inc. jobs
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COMPLIANCE OPS ASSOCIATE - FINRA SERIES 24
Responsible for the daily oversight of workflow, processing procedures and problem resolution. Supervise and approve operational service and cashiering items, extensions and margin. Resolve trade settlement issues and trade errors...
| Company | Hennion & Walsh, Inc. |
|---|---|
| Address | Boca Raton, FL |
| Category | Information Technology |
| Salary | $59K - $74.7K a year |
| Date Posted | 2 weeks ago See detail |
Compliance Ops Associate - FINRA Series 24
Hennion & Walsh, Inc.
Boca Raton, FL
$59K - $74.7K a year
Responsible for the daily oversight of workflow, processing procedures and problem resolution. Supervise and approve operational service and cashiering items, extensions and margin. Resolve trade settlement issues and trade errors...
2 weeks ago seen See more...
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Series 7 Registered Client Service Associate
Hennion & Walsh, Inc.
Parsippany, NJ
$48.5K - $61.4K a year
Provides sales/administrative/operational Client Service support to assist a team of financial advisors. May solicit and provide financial advice in unison with the team. Develop and maintain client relationships. Proactively supp...
3 weeks ago seen See more...
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Client Service Associate Assistant (Entry Level)
Hennion & Walsh, Inc.
Parsippany, NJ
$44.7K - $56.6K a year
Unique Culture: We're not just a team; we're a family. Our success is rooted in a culture built on strong values, integrity, and a commitment to delivering exceptional service to our clients. Endless Opportunities: As a rapidly gr...
2 months ago seen See more...
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Investment Associate (Financial Services Career Development Program)
Hennion & Walsh, Inc.
Parsippany, NJ
$68K - $86.1K a year
Work for a successful investment firm dedicated to performance, integrity, service, and innovation. Gain business expertise and market knowledge through our comprehensive training and mentoring program. Perform in an energetic, op...
2 months ago seen See more...
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